WO2001042884A3 - Method and apparatus for generating and providing to investors buy, sell and hold signals based on tax related factors and individual preferences via a computer network - Google Patents

Method and apparatus for generating and providing to investors buy, sell and hold signals based on tax related factors and individual preferences via a computer network Download PDF

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Publication number
WO2001042884A3
WO2001042884A3 PCT/US2000/042754 US0042754W WO0142884A3 WO 2001042884 A3 WO2001042884 A3 WO 2001042884A3 US 0042754 W US0042754 W US 0042754W WO 0142884 A3 WO0142884 A3 WO 0142884A3
Authority
WO
WIPO (PCT)
Prior art keywords
investor
sell
individual
buy
signals
Prior art date
Application number
PCT/US2000/042754
Other languages
French (fr)
Other versions
WO2001042884A2 (en
Inventor
Richard C Finkelman
Robert P Howington Iii
Original Assignee
Richard C Finkelman
Robert P Howington Iii
Priority date (The priority date is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the date listed.)
Filing date
Publication date
Application filed by Richard C Finkelman, Robert P Howington Iii filed Critical Richard C Finkelman
Priority to AU47164/01A priority Critical patent/AU4716401A/en
Publication of WO2001042884A2 publication Critical patent/WO2001042884A2/en
Publication of WO2001042884A3 publication Critical patent/WO2001042884A3/en

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Classifications

    • G—PHYSICS
    • G06—COMPUTING; CALCULATING OR COUNTING
    • G06Q—INFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q40/00—Finance; Insurance; Tax strategies; Processing of corporate or income taxes
    • G06Q40/04—Trading; Exchange, e.g. stocks, commodities, derivatives or currency exchange
    • G—PHYSICS
    • G06—COMPUTING; CALCULATING OR COUNTING
    • G06Q—INFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q40/00—Finance; Insurance; Tax strategies; Processing of corporate or income taxes
    • G06Q40/06—Asset management; Financial planning or analysis

Abstract

A system and method of utilizing a computer network to track individual investor's investments and to generate certain alerts and buy, sell and hold signals based on individual preferences and tax considerations (2). The user enters data relating to their investment portfolio and selects individual preferences. Individual preferences may include the percentage of cash to be held in the investor's portfolio and target percentage gains (6) or losses (7) in individual securities. The invention calculates the user's capital gain situation (6) and based on that situation and other indicators such as time of year, paper gains (6) or losses (7), etc., generates alerts and signals to the user advising the user to buy, sell or hold individual securities. The signals are graphically displayed to the investor in a color coded power bar. The investor is able to click on the signals and obtained more detailed information regarding the buy, sell or hold signal. A tax event calendar is also generated that advises the investor of important tax dates including dates estimated quarterly payments are due, the date an investment converts from short-term to long term (5) and the data applicability of the wash sale rule expires.
PCT/US2000/042754 1999-12-10 2000-12-11 Method and apparatus for generating and providing to investors buy, sell and hold signals based on tax related factors and individual preferences via a computer network WO2001042884A2 (en)

Priority Applications (1)

Application Number Priority Date Filing Date Title
AU47164/01A AU4716401A (en) 1999-12-10 2000-12-11 Method and apparatus for generating and providing to investors buy, sell and hold signals based on tax related factors and individual preferences via a computernetwork

Applications Claiming Priority (2)

Application Number Priority Date Filing Date Title
US45926499A 1999-12-10 1999-12-10
US09/459,264 1999-12-10

Publications (2)

Publication Number Publication Date
WO2001042884A2 WO2001042884A2 (en) 2001-06-14
WO2001042884A3 true WO2001042884A3 (en) 2002-01-10

Family

ID=23824070

Family Applications (1)

Application Number Title Priority Date Filing Date
PCT/US2000/042754 WO2001042884A2 (en) 1999-12-10 2000-12-11 Method and apparatus for generating and providing to investors buy, sell and hold signals based on tax related factors and individual preferences via a computer network

Country Status (2)

Country Link
AU (1) AU4716401A (en)
WO (1) WO2001042884A2 (en)

Families Citing this family (6)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
AUPR109700A0 (en) 2000-10-27 2000-11-23 Share-Tech Software Pty Ltd Trading system
EP1248221A3 (en) * 2001-04-04 2003-04-02 RITTER, Rudolf System and method for portfolio management by means of DAB
WO2003005254A1 (en) * 2001-07-05 2003-01-16 Estubroker Agencia De Valores, Sa Computer-assisted method for real-time consultation in relation to the acquisition of financial assets and for the automatic management of the sale thereof
EP1697882A4 (en) * 2003-11-17 2007-01-03 Nga Software Corp Internationa Variable momentum monitoring system
US7680719B1 (en) 2006-12-12 2010-03-16 Goldman Sachs & Co. Method, system and apparatus for wealth management
AU2010242537A1 (en) * 2009-04-30 2011-12-08 Hopkins Pass Pty Ltd An alert system

Citations (1)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
US5864828A (en) * 1987-04-15 1999-01-26 Proprietary Financial Products, Inc. Personal financial management system for creation of a client portfolio of investment and credit facilities where funds are distributed based on a preferred allocation

Patent Citations (1)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
US5864828A (en) * 1987-04-15 1999-01-26 Proprietary Financial Products, Inc. Personal financial management system for creation of a client portfolio of investment and credit facilities where funds are distributed based on a preferred allocation

Also Published As

Publication number Publication date
AU4716401A (en) 2001-06-18
WO2001042884A2 (en) 2001-06-14

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