WO1986004225A1 - Method and apparatus for measuring arterial blood flow - Google Patents

Method and apparatus for measuring arterial blood flow Download PDF

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Publication number
WO1986004225A1
WO1986004225A1 PCT/US1986/000060 US8600060W WO8604225A1 WO 1986004225 A1 WO1986004225 A1 WO 1986004225A1 US 8600060 W US8600060 W US 8600060W WO 8604225 A1 WO8604225 A1 WO 8604225A1
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WIPO (PCT)
Prior art keywords
artery
transducer
ultrasound
waves
blood
Prior art date
Application number
PCT/US1986/000060
Other languages
French (fr)
Inventor
Jerome H. Abrams
Claire T. Hovland
Original Assignee
Applied Biometrics, Inc.
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Filing date
Publication date
Application filed by Applied Biometrics, Inc. filed Critical Applied Biometrics, Inc.
Publication of WO1986004225A1 publication Critical patent/WO1986004225A1/en

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Classifications

    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61BDIAGNOSIS; SURGERY; IDENTIFICATION
    • A61B8/00Diagnosis using ultrasonic, sonic or infrasonic waves
    • A61B8/06Measuring blood flow
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61BDIAGNOSIS; SURGERY; IDENTIFICATION
    • A61B8/00Diagnosis using ultrasonic, sonic or infrasonic waves
    • A61B8/12Diagnosis using ultrasonic, sonic or infrasonic waves in body cavities or body tracts, e.g. by using catheters
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61BDIAGNOSIS; SURGERY; IDENTIFICATION
    • A61B8/00Diagnosis using ultrasonic, sonic or infrasonic waves
    • A61B8/44Constructional features of the ultrasonic, sonic or infrasonic diagnostic device
    • A61B8/4444Constructional features of the ultrasonic, sonic or infrasonic diagnostic device related to the probe
    • A61B8/445Details of catheter construction

Definitions

  • Measurement of cardiac output is crucial in the care of critically ill patients such as patients with multiple trauma, patients in over ⁇ whelming sepsis, and patients with acute myocardial infarction. In the case of patients with acute myocardial infarction, there is a worsening prognosis with decrease in cardiac output.
  • Knowledge of the cardiac output provides information useful in determining the clinical state of a given patient and in rationally planning therapy for the patient. Such information is not contained in the usually measured vital signs. For example, a low mean arterial pressure with elevated pulse does not adequately distinguish between cardiogenic and septic shock, the treatments for which are quite different. Consequently, a method that distinguishes between cardiogenic and septic shock would be important in planning appropriate therapy. The measurement of cardiac output, in this case, would provide valuable information that would allow an appropriate diagnosis to be made.
  • thermodi . lution The importance of knowing cardiac output has led to many methods for its determination.
  • a catheter In the thermodilution method a catheter is placed into the central venous circulation, usually by percutaneous entry into the internal jugular or subclavian vein.
  • a balloon at the end of the catheter is inflated, and the normal flow of blood is employed to direct the tip of the catheter into the pulmonary artery.
  • Measurement of cardiac output is made by observing the dissipation of a temperature pulse, usually a bolus of iced sterile water or saline solution.
  • a temperature pulse usually a bolus of iced sterile water or saline solution.
  • the catheter is threaded through the heart and the heart valves. Flow direction is not entirely reliable. In certain patients access to the pulmonary artery is impossible. During placement of the catheter cardiac arrhythmias are not uncommon. Other compli ⁇ cations include sepsis, thrombosis of the central veins, emboli, and fatal rupture of the pulmonary artery.
  • the Fick method is based on the measurement of oxygen consumption. It is best used in awake, alert, stable patients not requiring respiratory support on a ventilator.
  • the method requires invasion of the pulmonary artery in order to obtain samples of mixed venous blood for determina ⁇ tion of the oxygen content.
  • an arterial catheter must be placed for sampling of arterial blood for oxygen content with the disadvantages mentioned above.
  • Transcutaneous ultrasound has also been used. Ultrasound transducers are placed externally on the body at the suprasternal notch. Under the most sanguine circumstances, at least 10% of patients cannot have their cardiac outputs measured in this way. Many difficulties with this approach have been reported: repeated measure ⁇ ments may lead to varying location of the sample volume that is scanned, there are changes in the angle of intersection of the ultrasound.beam • with the axis of the vessel, capability for continuous measurement of the cardiac output is not available, and other major thoracic vessels may interfere with the Doppler ultrasound signals. Further, the method is not,feasible in many important clinical settings in which .the patients are not cooperative or are in the operating room, where the suprasternal notch may not be accessible.
  • an implant- able, removable Doppler ultrasound device for measurement of the cardiac output has been developed for direct attachment to the aorta.
  • the device requires a major, operative, invasive intervention, such as splitting the sternum or removal of a rib to enter the chest cavity, for placement of the device directly on the wall of the aorta. Removal of the device also requires surgical ⁇ intervention. If the device were to be lost in a major body cavity, a major surgical procedure would be required.
  • Indirect measurements include the pulse, blood pressure, and urine output, but these ' measurements are not specific for cardiac output.
  • urine output cannot be correlated with perfusion of major organs.
  • the primary object of the invention is to provide a method and apparatus for continuously and accurately measuring cardiac output in a major discharge artery of a mammalian heart, most notably the human heart, without invasion of any j closed anatomical cavity or system and without surgery.
  • the method of the invention comprises placing a sound transducer in great proximity to the aorta or pulmonary artery of the heart of the mammal by passing a probe carrying the transducer into the trachea and transmitting ultrasound waves from the transducer toward the path of flow of blood in the artery.
  • the probe can be passed through the nasal or oral cavity, past the epiglottis into the trachea or, in the case of patients who have had a tracheostomy, directly into the trachea through the surgical
  • Figure 3 is a horizontal sectional view of the trunk of a human taken at the level of the tracheal bifurcation and shows the close relationship between the trachea and the aorta and the pulmonary arteries.
  • Figure 4 is a perspective view of the probe of the present invention with one end cut away in axial section to show the transducer mounting and orientation with respect to the axis of the tube.
  • Figure 5 is a schematic view of the trachea and the aorta and shows the location and orientation of the probe and transducers with respect to the path of flow of blood in the aorta.
  • Figure 6 is a schematic view and block diagram showing the orientation and relationship of the transducers. The electrical conductors running the length of the tube to the ultrasound generating and receiving device are also shown.
  • the apparatus of the preferred embodiment consists of a probe with a piezoelectric transducer mounted at one end and electrical conductors extending the length of the probe for connection to conventional directional pulsed or continuous wave Doppler ultrasound hardware, such as that described by Hartley et al. in the Journal of Applied Physiology, October 1974, and by Keagy et al. in the Journal of Ultrasound Medicine, August 1983. Modifications to the signal output can be made to display blood flow volume rate, aorta or other vessel diameter, blood velocity and other selected displays.
  • the probe 10 is shown in Figures 1, opening.
  • the reflected ultrasound waves are received by the transducer and the average Doppler frequency difference between the transmitted waves and the reflected waves is measured.
  • the cross-sectional size or area of the artery at the point of ultrasound reflection is measured and the volumetric blood flow rate is determined from such measurements.
  • the transducer is oriented to transmit and receive ultrasound waves in a direction within the range of 10° - 80° with respect to the direction of the path of flow of blood in the artery.
  • the apparatus of the invention is a trachael probe comprising a flexible tube of sufficient length to extend from the oral or nasal cavity or from a surgical trachael opening, through the trachea to the bifurcation thereof, with an ultrasound transducer mounted on the tube in proximity to one end and disposed to transmit in a direction within the range of 10° - 80° with respect to the axis of the tube. Electrical conductors extend from the transducer the length of the tube. A second transducer can also be mounted on the tube.
  • Figure 1 is a front to back vertical sectional view of the upper portion of the human body showing the nasal and oral cavities and the pathway through the trachea to the bifurcation thereof.
  • the heart is shown in left lateral or side view.
  • the trachea probe of the invention is shown in position in the trachea with the transducer(s) in great proximity to the aorta.
  • Figure 2 is a front view of the aorta, the trachea, including the bifurcation thereof, and the esophagus and shows the close relationship between the trachea and the aorta. - -
  • Probe 10 consists of flexible plastic tubing 11 roughly three to four feet long and about one-fourth inch in outside diameter. The length must be sufficient to extend from outside the body to the vicinity of the heart through the trachea entering either through the nasal or oral cavity, or through a surgical opening in the case of patients who have had a tracheotomy.
  • two piezo ⁇ electric transducers or chips 21 and 22 are mounted to the exterior of tube 11 at one end in a mounting medium 23.
  • Transducer 21 is used to collect Doppler data for velocity calculation and transducer 22 is used to collect data for calculation of the diameter of the artery at the point of velocity measurement, although data for diameter measurement can also be collected, though less critically, using transducer 21.
  • Electrical conductors 24, 25, 26 and 27 extend the length of tube 11 for connection to the conventional Doppler ultrasound hardware 28.
  • Piezoelectric transducers 21 and 22 are directional in ultrasound transmission and are oriented as shown in Figure 6.
  • Transducer 21 is oriented to transmit and receive ultrasound in a direction 45° with respect to the axis of tube 11, and transducer 22 is oriented to transmit and receive ultrasound in the same plane (i.e. in the plane defined by the axis of tube 11 and the direction of ultrasound transmission from transducer 21) but 90° with respect to the axis of tube 11.
  • the angle of ultrasound transmission from transducer 21 with respect to the axis of tube 11 is designated ⁇ (See Figure 6). In the preferred embodiment ⁇ is 45° but the angle may vary in the range of 10° - 80°.
  • piezoelectric transducer 21 can be directed in either direction of the axis of tube 11, i.e., either toward or away from transducer 22, resulting in ultrasound transmission either generally up-stream or generally down-stream of the blood flow path in the artery.
  • the spacing or distance between transducer 21 and transducer 22 is a function of the angle and the diameter of the vessel, such as the aorta or pulmonary artery, in which the blood flow measurement is being made,* so that the diameter data utilizing transducer 22 and the velocity data utilizing, transducer 21 are taken in the same plane across the artery. This insures that the volume computation (velocity x cross-sectional area) is accurate. More specifically, the distance, D, (See Figure 6) is the estimated diameter, d , of the vessel at the point of measurement (transducer 22) divided by 2 times the tangent of ⁇ , or d
  • the distance, D, between transducers is half the estimated diameter (or the radius) of the vessel at the point of diameter and velocity measurement.
  • Electrical conductors 24, 25, 26 and 27 extend the length of tube 11 and must be capable of transmitting ultra high frequency electrical signals (up to 20 mega Hertz) without significant attenuation.
  • an electrical connector such as that disclosed in the Furler patent (4,369,794) can be used.
  • the method relies on the anatomical discovery or fact that the aorta and pulmonary artery are located adjacent the trachea just above the bifurca ⁇ tion thereof, and that a transducer placed in the trachea can be directed toward the selected artery and accurate blood flow measurements made without significant interference.
  • access to the trachea, T, of a human, H can be had in accordance with standard medical practice through the nasal cavity, -
  • a transducer or transducers placed in the trachea as shown in Figure 1 can be directed to transmit and receive ultrasound waves through the wall of the trachea and through the wall of the aorta or the pulmonary artery to be reflected by the blood flowing in the selected • artery and, due to the movement of the blood, cause a Doppler shift in the frequency of the reflected waves as compared to the frequency of the transmitted waves.
  • the ultrasound waves are also reflected by the near and far walls of the artery and such reflection can be used for diameter measurement of the artery.
  • probe 10 is placed to locate transducers 21 and 22 in the trachea, T, pointing toward the selected artery, such as the aorta, A, as shown in Figure 5.
  • the position of probe 10 and transducers 21 and 22 can be adjusted until the maximum Doppler shift is obtained and the position can also be checked or confirmed by X-rays to insure placement for optimum data collection.
  • transducers 21 and 22 should be located just above the tracheal bifurcation and directed toward the selected artery, such as the aorta (See Figure 5) .
  • ultrasound signals are generated and the Doppler shift is measured for velocity calculation and data for calculating the diameter of the artery is also collected. These data are used to determine the volumetric rate of blood flow in accordance with the following example.
  • the average flow velocity V, of the blood at the point of ultrasound reflection can Q be determined using the formula:
  • V c_ _
  • V average flow velocity
  • ⁇ f the average Doppler'frequency difference or shift
  • the angle between the direction . " of the transmitted and received 0 waves and the path of flow (velocity vector) " of the blood
  • f 0 the ultrasonic carrier frequency (the frequency of transmission).
  • the volumetric flow rate, Q can be determined as follows:
  • V Average flow velocity
  • transducer 22 is used to collect ultrasound transmission and reflection data from which diameter calculations can be made in conven ⁇ tional manner.
  • transducer 22 is spaced from transducer 21 a distance, D, equal to the estimated diameter, d of the artery at the point of measurement divided by 2 times the tangent of ⁇ so that ultrasound transmissions and reflections from transducer 22 for diameter calculation intersects the velocity ultrasound transmission and reflections from transducer 21 at the center of the artery.
  • angle ⁇ is fixed at the time the transducers are mounted on tube 11, assuming no flexing of tube 11 between transducers 21 and 22. In the preferred embodiment the angle ⁇ is 45°, although as stated above it may range from 10° - 80°. Assuming placement of tube 11 in position in the trachea with its axis parallel to the path of flow, P, of blood in the artery in which the measurement is to be taken, the angle ⁇ (the angle between the direction of ultrasound transmission from transducer 21 and the flow path, P, of blood in the artery) would be the same as the angle ⁇ . It is not always possible, however, to locate tube 11 with « its axis precisely parallel to flow path, P. If not positioned parallel to flow path, P, angle ⁇ will not be the same as angle ⁇ and, if assumed to be the same unnecessasry error will be introduced into the calculation of velocity, V. To obtain
  • the disadvantage in this procedure is that the diameter determination is not made at the intersection of the ultrasound transmission with the center of the artery, and ⁇ must be assumed to be the same as ⁇ , which results in some lack of precision in the velocity and volume calculations. Nevertheless, determinations using one transducer only are accurate enough to be useful.
  • the foregoing method can be used during Cardio Pulmonary Resucitation (CPR) to determine the effectiveness of CPR; to determine blood acceleration as well as flow rate; to obtain a blood velocity profile across the artery, such as the aorta, by range gating; to measure the variation in artery dimension during pulsatile flow; and to obtain a stroke-volume measurement of cardiac output.
  • CPR Cardio Pulmonary Resucitation
  • a large number of patients who require continuous measurement of cardiac output have significant associated clinical problems. Often such patients have multiple systems organ failure, overwhelming sepsis, significant trauma to many major organ systems, decompensated congestive heart failure, or major myocardial infarction.
  • Such patients often have an endotrachael tube in place because of such problems.
  • use of general anesthesia requires the presence of an endotrachael tube for the maintenance of the patient's airway.
  • an endotrachael tube is often in place for the night following surgery.
  • Patients suffering major trauma are routinely intubated following significant thoracic trauma, significant head injury, or multiple abdominal injuries.
  • Patients in multiple systems organ failure, septic shock, or hemorragic shook have endotracheal tubes in place to assist ventilation during acute decompensation and in the immediate resuscitation phase.
  • the method of the present invention provides for measurement of cardiac output at optimum locations without major surgical procedure or invasion of a closed body system.
  • No major body cavity not routinely in communication with the external environment is required.
  • No major or minor surgical procedure is required.
  • No indwelling foreign body is necessary in the vascular system, a major body cavity, or in a major organ.
  • No dye or radioactive substance is necessary for the measurement to be performed, and no air emboli are introduced. Continuous monitoring is also possible.

Abstract

Blood flow in the aorta and pulmonary artery of a mammal, most typically a human, is measured volumetrically by a non-invasive, ultrasound method and apparatus. The method comprises placing a piezoelectric ultrasound transducer in the trachea in great proximity to the aorta or pulmonary artery by passage through the oral or nasal cavity past the epiglottis and into the trachea or by passage through the surgical opening into the trachea in the case of patients who have had a tracheotomy. Ultrasound waves are transmitted toward the path of flow of blood in the artery. Reflected waves are received. The average Doppler frequency difference between transmitted and received waves is measured. The cross-sectional size of the artery is measured. Blood flow rate is determined from the measurements. The apparatus comprises a tracheal tube (11) or probe with one or two transducers (21, 22) mounted at one end of the tube. The transducer(s) is (are) disposed to transmit ultrasound in selected directions. Electrical conductors (24, 25, 26, 27) extend from the transducers the length of the probe.

Description

-1- METHOD AND APPARATUS FOR MEASURING ARTERIAL BLOOD "FLOW
Field of Invention
Measurement of cardiac output is crucial in the care of critically ill patients such as patients with multiple trauma, patients in over¬ whelming sepsis, and patients with acute myocardial infarction. In the case of patients with acute myocardial infarction, there is a worsening prognosis with decrease in cardiac output. Knowledge of the cardiac output provides information useful in determining the clinical state of a given patient and in rationally planning therapy for the patient. Such information is not contained in the usually measured vital signs. For example, a low mean arterial pressure with elevated pulse does not adequately distinguish between cardiogenic and septic shock, the treatments for which are quite different. Consequently, a method that distinguishes between cardiogenic and septic shock would be important in planning appropriate therapy. The measurement of cardiac output, in this case, would provide valuable information that would allow an appropriate diagnosis to be made. Prior Art
The importance of knowing cardiac output has led to many methods for its determination. The most commonly used method in widespread clinical use is thermodi.lution. In the thermodilution method a catheter is placed into the central venous circulation, usually by percutaneous entry into the internal jugular or subclavian vein.
A balloon at the end of the catheter is inflated, and the normal flow of blood is employed to direct the tip of the catheter into the pulmonary artery. -2-
Measurement of cardiac output is made by observing the dissipation of a temperature pulse, usually a bolus of iced sterile water or saline solution. As is evident, the method cannot be used without invasion of the vascular tree. Indeed, the catheter is threaded through the heart and the heart valves. Flow direction is not entirely reliable. In certain patients access to the pulmonary artery is impossible. During placement of the catheter cardiac arrhythmias are not uncommon. Other compli¬ cations include sepsis, thrombosis of the central veins, emboli, and fatal rupture of the pulmonary artery. Other disadvantages of the technique include lack of continuous information about the cardiac output and chance location of the catheter, such as in an unfavorable pulmonary artery branch, with erroneous values for the cardiac output. Analysis of the error inherent in the measurement of blood flow by thermodilution has revealed a standard deviation of 20-30%.
Measurement of cardiac output has also been done by the indocyanine green dye technique, which suffers from several disadvantages.- The technique is cumbersome, it requires the placement of an arterial catheter, is not accurate at low levels of cardiac output and is difficult to use for repeated measurements in the same patient. Complications include catheter site hematoma, sepsis from the catheter, thromboses of the artery containing the indwelling catheter, and pseudoaneurysm formation at the site of arterial puncture.
The Fick method is based on the measurement of oxygen consumption. It is best used in awake, alert, stable patients not requiring respiratory support on a ventilator. The method requires invasion of the pulmonary artery in order to obtain samples of mixed venous blood for determina¬ tion of the oxygen content. Like the indocyanine green dye technique, an arterial catheter must be placed for sampling of arterial blood for oxygen content with the disadvantages mentioned above.
Transcutaneous ultrasound has also been used. Ultrasound transducers are placed externally on the body at the suprasternal notch. Under the most sanguine circumstances, at least 10% of patients cannot have their cardiac outputs measured in this way. Many difficulties with this approach have been reported: repeated measure¬ ments may lead to varying location of the sample volume that is scanned, there are changes in the angle of intersection of the ultrasound.beam • with the axis of the vessel, capability for continuous measurement of the cardiac output is not available, and other major thoracic vessels may interfere with the Doppler ultrasound signals. Further, the method is not,feasible in many important clinical settings in which .the patients are not cooperative or are in the operating room, where the suprasternal notch may not be accessible.
Because of these difficulties, an implant- able, removable Doppler ultrasound device for measurement of the cardiac output has been developed for direct attachment to the aorta. The device requires a major, operative, invasive intervention, such as splitting the sternum or removal of a rib to enter the chest cavity, for placement of the device directly on the wall of the aorta. Removal of the device also requires surgical ^ intervention. If the device were to be lost in a major body cavity, a major surgical procedure would be required.
Measurement of cardiac output by continuous or single breath, gas-washout has been attempted, but is not used in standard clinical medicine. Such methods require many approximations of lung function in modeling the system. Time consuming numerical analysis is required. In one study, measurement of cardiac output in anesthetized patients using argon and freon during passive irebreathing was shown to provide lower cardiac outputs than a simultaneously performed Fick determination. The authors concluded that the method caused significant disturbances of hemo- dynamics and was therefore not suitable for wide¬ spread use.
Indirect measurements include the pulse, blood pressure, and urine output, but these ' measurements are not specific for cardiac output.
For example, in the presence of acute renal failure, urine output cannot be correlated with perfusion of major organs.
The foregoing prior art techniques, including Doppler ultrasound techniques, are described more particularly in the following prior art publications :
1) D. W. Baker, "Pulsed Ultrasonic Doppler Blood-Flow Sensing", IEEE Transactions on Sonics and Ultrasonics,
Vol. SU-17, No. 3, 170-185, July 1970.
2) C. P. Jethwa, Mostafa Kaveh, G. R. Cooper, and F. Saggio, "Blood
Flow Measurements Using Ultrasonic Pulsed Random Signal Doppler System", IEEE Transactions on Sonics and Ultrasonics, 1-11, January 1975. 3) L. L. Huntsman, Emmeram Gams, Curtis C. Johnson and Eugene Fairbanks, "Transcutaneous Determination of Aortic Blood-flow", American Heart
5 Journal, Vol. 89, No. 5, 605-612,
May 1975.
4) F. H. Kohanna and J. N. Cunningham, "Monitoring of Cardiac Output by Thermodilution after Open Heart
10 Surgery", The Journal of Thoracic and Cardiovascular Surgery, Vol. 73, No. 3, 451-457, March 1977.
5) John R. Darsee, David F. Walter, Donald 0. Nutter, "Transcutaneous
15 Doppler Method of Measuring Cardiac
Output", The American Journal of Cardiology, Vol. 46, 613-618, October 1980.
6) C. P. H. Heneghan and M. A. Branthwaite, "Non-Invasive Measurement
20 of Cardiac Output During Anaesthesia",
British Journal of Anaesthesia, Vol. 53, 351-355, 1981.
7) L. L. Huntsman,. D. K. Stewart,' S. R. Barnes,' S. B. Franklin, J.
. S. Colocousis, and E. A. Hessel, 25 "Noninvasive Doppler Determination of Cardiac Output in Man, Clinical Validation", Circulation, Vol. 67, No. 3, March 1983.
8) B. A. Keagy, C. L. Lucas, H. S.
30 Hsiao and B. R. Wilcox, "A Removable
Ext-raluminal Doppler Probe for Continuous Monitoring of Changes in Cardiac Output", Journal of Ultrasound Medicine, 2:357-362,
35 August 1983.
9) C. J. Hartley and J. S. Cole, "An Ultrasonic Pulsed Doppler System for Measuring Blood Flow in Small Vessels", Journal of Applied
40 Physiology, Vol. 37, No. 4, October
1974.
In the patent art, Tickner, U.S. Patent No. 4,316,391 discloses an ultrasound technique for measuring blood flow rate. Colley et al., U.S. Patent No. 4,354,501, discloses an ultrasound technique for detecting air emboli in blood vessels. Numerous patents disclose catheters or probes, including Calinog, U.S. Patent No. 3,734,094, Wall, U.S. Patent No. 3,951,136, Mylrea et al. , U.S. Patent No. Re. 31,377, Perlin, U.S. Patent Nos. 4,304,239; 4,304,240 and 4,349,031, Colley et al., U.S. Patent No. 4,354,501 and Furler, U.S. Patent No. 4,369,794. An ideal method would provide for the determination of the cardiac output in a way that is accurate, noninvasive, continuous, inexpen¬ sive and suitable for use in those patients whose cardiac output measurement is most critical. The present invention substantially meets such requirements.
Summary of Invention The primary object of the invention is to provide a method and apparatus for continuously and accurately measuring cardiac output in a major discharge artery of a mammalian heart, most notably the human heart, without invasion of anyjclosed anatomical cavity or system and without surgery. The method of the invention comprises placing a sound transducer in great proximity to the aorta or pulmonary artery of the heart of the mammal by passing a probe carrying the transducer into the trachea and transmitting ultrasound waves from the transducer toward the path of flow of blood in the artery. The probe can be passed through the nasal or oral cavity, past the epiglottis into the trachea or, in the case of patients who have had a tracheostomy, directly into the trachea through the surgical Figure 3 is a horizontal sectional view of the trunk of a human taken at the level of the tracheal bifurcation and shows the close relationship between the trachea and the aorta and the pulmonary arteries.
Figure 4 is a perspective view of the probe of the present invention with one end cut away in axial section to show the transducer mounting and orientation with respect to the axis of the tube.
Figure 5 is a schematic view of the trachea and the aorta and shows the location and orientation of the probe and transducers with respect to the path of flow of blood in the aorta.
Figure 6 is a schematic view and block diagram showing the orientation and relationship of the transducers. The electrical conductors running the length of the tube to the ultrasound generating and receiving device are also shown.
Description of Preferred Embodiment Apparatus
The apparatus of the preferred embodiment consists of a probe with a piezoelectric transducer mounted at one end and electrical conductors extending the length of the probe for connection to conventional directional pulsed or continuous wave Doppler ultrasound hardware, such as that described by Hartley et al. in the Journal of Applied Physiology, October 1974, and by Keagy et al. in the Journal of Ultrasound Medicine, August 1983. Modifications to the signal output can be made to display blood flow volume rate, aorta or other vessel diameter, blood velocity and other selected displays.
The probe 10 is shown in Figures 1, opening. The reflected ultrasound waves are received by the transducer and the average Doppler frequency difference between the transmitted waves and the reflected waves is measured. The cross-sectional size or area of the artery at the point of ultrasound reflection is measured and the volumetric blood flow rate is determined from such measurements. The transducer is oriented to transmit and receive ultrasound waves in a direction within the range of 10° - 80° with respect to the direction of the path of flow of blood in the artery.
The apparatus of the invention is a trachael probe comprising a flexible tube of sufficient length to extend from the oral or nasal cavity or from a surgical trachael opening, through the trachea to the bifurcation thereof, with an ultrasound transducer mounted on the tube in proximity to one end and disposed to transmit in a direction within the range of 10° - 80° with respect to the axis of the tube. Electrical conductors extend from the transducer the length of the tube. A second transducer can also be mounted on the tube.
Description of Drawings Figure 1 is a front to back vertical sectional view of the upper portion of the human body showing the nasal and oral cavities and the pathway through the trachea to the bifurcation thereof. The heart is shown in left lateral or side view. The trachea probe of the invention is shown in position in the trachea with the transducer(s) in great proximity to the aorta.
Figure 2 is a front view of the aorta, the trachea, including the bifurcation thereof, and the esophagus and shows the close relationship between the trachea and the aorta. - -
4, 5 and 6. Probe 10 consists of flexible plastic tubing 11 roughly three to four feet long and about one-fourth inch in outside diameter. The length must be sufficient to extend from outside the body to the vicinity of the heart through the trachea entering either through the nasal or oral cavity, or through a surgical opening in the case of patients who have had a tracheotomy.
In the preferred embodiment, two piezo¬ electric transducers or chips 21 and 22 are mounted to the exterior of tube 11 at one end in a mounting medium 23. Transducer 21 is used to collect Doppler data for velocity calculation and transducer 22 is used to collect data for calculation of the diameter of the artery at the point of velocity measurement, although data for diameter measurement can also be collected, though less critically, using transducer 21. Electrical conductors 24, 25, 26 and 27 extend the length of tube 11 for connection to the conventional Doppler ultrasound hardware 28. Piezoelectric transducers 21 and 22 are directional in ultrasound transmission and are oriented as shown in Figure 6. Transducer 21 is oriented to transmit and receive ultrasound in a direction 45° with respect to the axis of tube 11, and transducer 22 is oriented to transmit and receive ultrasound in the same plane (i.e. in the plane defined by the axis of tube 11 and the direction of ultrasound transmission from transducer 21) but 90° with respect to the axis of tube 11. The angle of ultrasound transmission from transducer 21 with respect to the axis of tube 11 is designated Φ (See Figure 6). In the preferred embodiment Φ is 45° but the angle may vary in the range of 10° - 80°. Angles less than 10° are not suitable because of the lack of ability to intercept an offset flow path substantially parallel to the axis of tube 11 (which is necessary in the use of the method described in greater detail below), and angles between 80° and 90° are not suitable because the Doppler shift is nonexistent or too small to be useful when the ultrasound waves are reflected by a flow path perpendicular to the direction of the ultrasound transmission. It should also be recognized that piezoelectric transducer 21 can be directed in either direction of the axis of tube 11, i.e., either toward or away from transducer 22, resulting in ultrasound transmission either generally up-stream or generally down-stream of the blood flow path in the artery.
The spacing or distance between transducer 21 and transducer 22 is a function of the angle and the diameter of the vessel, such as the aorta or pulmonary artery, in which the blood flow measurement is being made,* so that the diameter data utilizing transducer 22 and the velocity data utilizing, transducer 21 are taken in the same plane across the artery. This insures that the volume computation (velocity x cross-sectional area) is accurate. More specifically, the distance, D, (See Figure 6) is the estimated diameter, d , of the vessel at the point of measurement (transducer 22) divided by 2 times the tangent of φ , or d
D = 2 tan
In the case in which Φ is 45°, as in the preferred embodiment, the distance, D, between transducers is half the estimated diameter (or the radius) of the vessel at the point of diameter and velocity measurement.
Electrical conductors 24, 25, 26 and 27 extend the length of tube 11 and must be capable of transmitting ultra high frequency electrical signals (up to 20 mega Hertz) without significant attenuation. For ease of connection and disconnection of conductors 24-27 to the conventional Doppler ultrasound hardware 28, an electrical connector such as that disclosed in the Furler patent (4,369,794) can be used. The foregoing is a description of the preferred embodiment of the tracheal probe 10 that comprises the apparatus of the present invention. A description of the preferred embodiment of the method follows. Method
An understanding of the method of the present invention requires some understanding of mammalian anatomy and in particular"an under¬ standing of the human anatomy, which is shown in pertinent portion in Figures 1, 2 and 3. The method is based on the step of locating the ultrasound transducers 21 and 22 in great proximity to the arterial vessel in which blood flow is to be measured, most typically the aorta of a human, without surgery or other invasive techniques.
The method relies on the anatomical discovery or fact that the aorta and pulmonary artery are located adjacent the trachea just above the bifurca¬ tion thereof, and that a transducer placed in the trachea can be directed toward the selected artery and accurate blood flow measurements made without significant interference. With reference to- Figures 1, 2 and 3, access to the trachea, T, of a human, H, can be had in accordance with standard medical practice through the nasal cavity, -
N, or the oral cavity, 0, past the eppiglotis,
E, and into the trachea, T. Access can also be had through a surgical opening at the suprasternal notch, S, in the case of patients who have had a tracheotomy. The aorta, A, and the pulmonary artery, PA, are located in great proximity to the trachea, T, just above the bifurcation, as best seen in Figures 2 and 3.
Consequently, a transducer or transducers placed in the trachea as shown in Figure 1 can be directed to transmit and receive ultrasound waves through the wall of the trachea and through the wall of the aorta or the pulmonary artery to be reflected by the blood flowing in the selected • artery and, due to the movement of the blood, cause a Doppler shift in the frequency of the reflected waves as compared to the frequency of the transmitted waves. The ultrasound waves are also reflected by the near and far walls of the artery and such reflection can be used for diameter measurement of the artery.
In accordance with the method of the invention, probe 10 is placed to locate transducers 21 and 22 in the trachea, T, pointing toward the selected artery, such as the aorta, A, as shown in Figure 5. The position of probe 10 and transducers 21 and 22 can be adjusted until the maximum Doppler shift is obtained and the position can also be checked or confirmed by X-rays to insure placement for optimum data collection.
In general, transducers 21 and 22 should be located just above the tracheal bifurcation and directed toward the selected artery, such as the aorta (See Figure 5) . In accordance with the methods of the preferred embodiment, after proper placement
Figure imgf000015_0001
of probe 10 and connection with the electrical hardware 28, ultrasound signals are generated and the Doppler shift is measured for velocity calculation and data for calculating the diameter of the artery is also collected. These data are used to determine the volumetric rate of blood flow in accordance with the following example. The average flow velocity V, of the blood at the point of ultrasound reflection can Q be determined using the formula:
V = c_ _
2f0 Cos θ in which:
V = average flow velocity,
C = velocity of sound in the medium 5 (human tissue or blood),
Δf = the average Doppler'frequency difference or shift, θ = the angle between the direction . " of the transmitted and received 0 waves and the path of flow (velocity vector)" of the blood, and f0 = the ultrasonic carrier frequency (the frequency of transmission).
Example of Calculation 5 Let:
C = 1.55 X 10 cm/sec [Constant for tissue and blood]
Δf = 1.5 X 103 Hz [Measured by
Doppler 0 ultrasound]
f0= 10 X 10 Hz [Assumed primary design frequency], and θ = 45° (Cos = 0.7071) Then ;
(1.55 X 10° cm/sec) (1.5 X 10J Hz)
V =
2 (10 X 10 Hz) (0.7071)
V = 16.4 cm/sec [Blood velocity]
The volumetric flow rate, Q, can be determined as follows:
Q = VA in which: Q = Volumetric flow rate
V = Average flow velocity
A = Cross sectional area at- the point of velocity measurement Example of calculation
Let:
V = V = 16.4 cm/sec
Figure imgf000016_0001
[d-measured by ultrasound, r = 2 Then:
2
Q = 16.4 cm/sec X 4.909 cm
Q = 80.7 cm /sec or 4.84 liters/minute In the determination of the area, A, of the artery, transducer 22 is used to collect ultrasound transmission and reflection data from which diameter calculations can be made in conven¬ tional manner. For this purpose, transducer 22 is spaced from transducer 21 a distance, D, equal to the estimated diameter, d of the artery at the point of measurement divided by 2 times the tangent of φ so that ultrasound transmissions and reflections from transducer 22 for diameter calculation intersects the velocity ultrasound transmission and reflections from transducer 21 at the center of the artery. Thus the diameter measurement is taken at the point of registration of the average mean velocity of flow in the artery so that the volume calculation is accurate. It should also be mentioned that, for the purpose of calculating the cross sectional area of the artery, the area is assumed to be circular, as is apparent in the foregoing example.
It should be noted that angle Φ is fixed at the time the transducers are mounted on tube 11, assuming no flexing of tube 11 between transducers 21 and 22. In the preferred embodiment the angle Φ is 45°, although as stated above it may range from 10° - 80°. Assuming placement of tube 11 in position in the trachea with its axis parallel to the path of flow, P, of blood in the artery in which the measurement is to be taken, the angle θ (the angle between the direction of ultrasound transmission from transducer 21 and the flow path, P, of blood in the artery) would be the same as the angle Φ . It is not always possible, however, to locate tube 11 with « its axis precisely parallel to flow path, P. If not positioned parallel to flow path, P, angle θ will not be the same as angle Φ and, if assumed to be the same unnecessasry error will be introduced into the calculation of velocity, V. To obtain
' a more accurate value for Θ , the following formula can be used:
.^1 " rlr2 CθS Φ θ = Cos rϊ ri + r 2 " 2rlr2 CθS φ in which : r, = range or distance to artery centerline for transducer 21 r„ = range or distance to artery centerline for transducer 22 φ = the angle between transducers 21 and 22 In the foregoing description two trans¬ ducers 21 and 22 are disclosed, one for the velocity measurement and one for the diameter measurement. Both the velocity data and the diameter data can be collected using only transducer 21. In such a case the velocity determination is made as described above, and the diameter determination is made by calculating the distance of the hypotenuse, d, , across the artery in the direction of transmission from transducer 21, and calculating the diameter, d, as the hypotenuse times the sin θ i.e., d = d, sin θ. The disadvantage in this procedure is that the diameter determination is not made at the intersection of the ultrasound transmission with the center of the artery, and θ must be assumed to be the same as Φ, which results in some lack of precision in the velocity and volume calculations. Nevertheless, determinations using one transducer only are accurate enough to be useful. In addition to measuring arterial blood flow rate, the foregoing method can be used during Cardio Pulmonary Resucitation (CPR) to determine the effectiveness of CPR; to determine blood acceleration as well as flow rate; to obtain a blood velocity profile across the artery, such as the aorta, by range gating; to measure the variation in artery dimension during pulsatile flow; and to obtain a stroke-volume measurement of cardiac output. A large number of patients who require continuous measurement of cardiac output have significant associated clinical problems. Often such patients have multiple systems organ failure, overwhelming sepsis, significant trauma to many major organ systems, decompensated congestive heart failure, or major myocardial infarction.
Such patients often have an endotrachael tube in place because of such problems. For example, in patients having a major surgical procedure, use of general anesthesia requires the presence of an endotrachael tube for the maintenance of the patient's airway. In the case of patients having open heart surgery, an endotrachael tube is often in place for the night following surgery. Patients suffering major trauma are routinely intubated following significant thoracic trauma, significant head injury, or multiple abdominal injuries. Patients in multiple systems organ failure, septic shock, or hemorragic shook have endotracheal tubes in place to assist ventilation during acute decompensation and in the immediate resuscitation phase. Patients with significant burn injuries frequently require endotracheal intubation during initial resuscitation, for transportation to a burn center, and for thermal injury to the respitory system. Patients with decompensated congestive heart failure leading to pulmonary decompensation with pulmonary accumu¬ lation of fluid "require endotracheal intubation. Such patients may have underlying myocardial infarction, cardiomyopathy, cardiac valvular disease, or chronic congestive heart failure. In many of these examples, stabilization of the cardiovascular system is a prerequisite for removal of the tracheal tube. Consequently, use of an endotracheal probe in accordance with the present invention represents no further invasion of any body cavity. Thus, in the case of patients already having a tracheal tube in place, as well as in patients in which no tracheal tube has been previously placed for other reasons, the method of the present invention provides for measurement of cardiac output at optimum locations without major surgical procedure or invasion of a closed body system. No major body cavity not routinely in communication with the external environment is required. No major or minor surgical procedure is required. No indwelling foreign body is necessary in the vascular system, a major body cavity, or in a major organ. No dye or radioactive substance is necessary for the measurement to be performed, and no air emboli are introduced. Continuous monitoring is also possible.
Having thus described the method and apparatus of the invention the following is claimed.

Claims

A Q —19—Claims
1. A method for determining the volumetric rate of flow of blood in a major discharge artery, including the aorta and pulmonary artery of a mammalian heart, which comprises: a. placing a sound transducer in proximity to the artery by passage into the trachea of the mammal, b. transmitting ultrasound waves from the transducer toward the path of flow of blood in the artery, c. receiving the ultrasound waves reflected by the blood, d. measuring the average Doppler frequency difference between the transmitted waves and the reflected received waves, e. measuring the cross-sectional size of the artery at the point of ultrasound reflection, and f. determining the volumetric blood flow rate from such measurements.
2. The method of claim 1 wherein the ultra¬ sound waves are generated from the transducer in a direction within the range of 10° - 80° with respect to the direction of the path of flow of the blood.
3. The method of claim 1 wherein the ultra¬ sound waves are transmitted from and received by the same transducer.
4. The method of claim 1 wherein the mammal is a human.
5. The method of claim 1 wherein the measurement of the cross-sectional size of the artery at the point of ultrasound reflection is done by means of ultrasound wave reflection. _ _
6. The method of claim 1 wherein the cross- sectional size of the artery at the point of ultrasound reflection is determined by placing a second sound transducer in the trachea in proximity to the artery, transmitting ultrasound waves from the second transducer toward the artery, receiving the ultrasound waves reflected by the distant wall of the artery, measuring the time elapsed from transmission to reception, and determining the cross-sectional size of the artery from such measurements.
7. The method of claim 6 wherein the ultra¬ sound waves from the second transducer are transmitted in a direction 90° with respect to the wall of the artery.
8. The method of claim 7 wherein the ultra¬ sound waves from the transducer are transmitted in a direction about 45° with respect to and intersecting the transmission of ultrasound waves 'from the second transducer, and the distance between transducers is equal to the estimated radius of the artery at the point of ultrasound reflection.
9. A method for determining the volumetric rate of flow of blood in the ascending aorta of a human heart, which comprises: a. placing a sound transducer in proximity to the ascending aorta by passage into the trachea, b. transmitting ultrasound waves from the transducer toward the path of flow of blood in the aorta in a direction within the range of 10° - 80° with respect to the direction of the path of flow, c. receiving the ultrasound waves reflected by the blood, d. measuring the average Doppler frequency -21- difference between the transmitted waves and the reflected waves, e. measuring the cross-sectional size of the aorta at the point of ultrasound reflection, and f. determining the volumetric blood flow rate from such measurements.
10. The method of claim 9 wherein the ultra¬ sound waves are transmitted from and received by the same transducer.
11. The method of claim 10 wherein the measurement of the cross-sectional size of the artery at the point of ultrasound reflection is done by means of ultrasound wave reflection.
12. The method of claim 11 wherein the cross-sectional size of the artery at the point of ultrasound reflection is determined by placing a second sound transducer in the trachea in proximity • to the artery,. transmitting ultrasound waves from the second transducer toward the artery, receiving the ultrasound waves reflected by the distant wall of the artery, measuring the time elapsed from transmission to reception, and determining the crosssectional size of the artery from such measurements.
13. The method of claim 12 wherein the ultrasound waves from the second transducer are transmitted in a direction 90° with respect to the wall of the artery.
14. The method of claim 13 wherein the ultrasound waves from the transducer are transmitted in a direction about 45° with respect to and intersecting -the transmission of ultrasound waves from the second transducer, and the distance between transducers is equal to the estimated radius of the artery at the point of ultrasound reflection.
15. A tracheal probe for use in determining blood flow rate in a major discharge artery, including the pulmonary artery and the aorta, of a mammalian heart, which comprises: a. a flexible tube having a length sufficient to extend from the oral or nasal cavity of the mammal or from a surgical tracheal opening through the trachea to the bifurcation thereof, and b. a first ultrasound transducer mounted to the tube in proximity to the end thereof and disposed to transmit in a direction within the range of 10° - 80° with respect to the axis of the tube.
16. The tracheal probe of claim 15 and a second ultrasound transducer mounted to the tube in proximity to the end thereof and spaced from the first transducer in the direction of ultrasound transmission from the first transducer and disposed to transmit in a direction of 90° with respect to the axis of the probe and inter¬ secting the transmissions of the first transducer.
17. The tracheal probe of claim 16 wherein the distance from the first transducer to the second transducer is the estimated diameter of the artery at the point of intended measurement of blood flow, divided by twice the tangent of the angle of the direction of transmission from the first transducer with respect to the axis of the tube.
18. The tracheal probe of claim 16 wherein the first and second transducers are mounted in the tube.
19. The tracheal probe of claim 16 and electrical conductors extending respectively from the first and second transducers the length of the probe.
20. The tracheal probe of claim 18 and electrical conductors extending respectively from the first and second transducers the length of the probe through the interior thereof.
PCT/US1986/000060 1985-01-15 1986-01-13 Method and apparatus for measuring arterial blood flow WO1986004225A1 (en)

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EP0260953A2 (en) * 1986-09-18 1988-03-23 Paul G. Yock Device for use in the cannulation of blood vessels
EP0260953B1 (en) * 1986-09-18 1994-03-30 Paul G. Yock Device for use in the cannulation of blood vessels
EP0270733A1 (en) * 1986-11-11 1988-06-15 Applied Biometrics, Inc. Apparatus for measuring arterial blood flow
WO1998051212A1 (en) * 1997-05-13 1998-11-19 Colin Dunlop Method and apparatus for monitoring haemodynamic function
US6939307B1 (en) 1997-05-13 2005-09-06 Colin Dunlop Method and apparatus for monitoring haemodynamic function
US10912534B2 (en) 2015-12-10 2021-02-09 1929803 Ontario Corp. Systems and methods for automated fluid response measurement
US10987085B2 (en) 2015-12-10 2021-04-27 1929803 Ontario Corp Systems and methods for automated fluid response measurement
US11324476B2 (en) 2015-12-10 2022-05-10 1929803 Ontario Corp. Systems and methods for automated fluid response measurement
US11642104B2 (en) 2015-12-10 2023-05-09 1929803 Ontario Corp Systems and methods for automated fluid response measurement
US11744539B2 (en) 2018-07-17 2023-09-05 1929803 Ontario Corporation Ultrasound patch for detecting fluid flow
US11937976B2 (en) 2020-07-06 2024-03-26 1929803 Ontario Corp Ultrasound patch with integrated flexible transducer assembly

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