CA2747374A1 - Transmit diversity and spatial spreading for an ofdm-based multi-antenna communication system - Google Patents

Abstract

A multi-antenna transmitting entity transmits data to a single- or multi--antenna receiving entity using (1) a steered mode to direct the data transmission toward the receiving entity or (2) a pseudo-random transmit steering (PRTS) mode to randomize the effective channels observed by the data transmission across the subbands. The PRTS mode may be used to achieve transmit diversity or spatial spreading. For transmit diversity, the transmitting entity uses different pseudo- random steering vectors across the subbands but the same steering vector across an entire packet for each subband. The receiving entity does not need to have knowledge of the pseudo-random steering vectors or perform any special processing. For spatial spreading, the transmitting entity uses different pseudo-random steering vectors across the subbands and different steering vectors across the packet for each subband. Only the transmitting and receiving entities know the steering vectors used for data transmission.

Description

TRANSMIT DIVERSITY AND SPATIAL SPREADING FOR
AN OFDM-BASED MULTI-ANTENNA COMMUNICATION SYSTEM
This is a divisional of Canadian National Phase Patent Application Serial No. 2,556,708 filed on February 18, 2005.
BACKGROUND
I. Field [0001] The present invention relates generally to communication, and more specifically to techniques for transmitting data in a multi-antenna communication system that utilizes orthogonal frequency division multiplexing (OFDM:)_ 7Y. Background

[0002) OFDM is a multi-carrier modulation technique that effectively partitions the overall system bandwidth into multiple (NF) orthogonal subbands, which are also referred to as tones, subcarriers, bins, and frequency channels. With OFDM, each subband is associated with a respective subcarrier that may be modulated with data-OFDM is widely used in various wireless communication systems, such as those that implement the well-known IEEE 802.1 la and 802-11 g standards- IEEE 802.1 1 a and 802.1Ig generally cover single-input single-output (SISO) operation whereby a transmitting device employs a single antenna for data transmission and a receiving device normally employs a single antenna for data reception.

[0003) A multi-antenna communication system includes single-antenna devices and multi-antenna devices. In this system, a multi-antenna device may utilize its multiple antennas for data transmission to a single-antenna device. The multi-antenna device and single-antenna device may implement any one of a number of conventional transmit diversity schemes in order to obtain transmit diversity and improve performance for the data transmission. One such transmit diversity scheme is described by S.M_ Alamouti in a paper entitled "A Simple Transmit Diversity Technique for Wireless Communications," IEEE Journal on Selected Areas in Communications, Vol. 16, No_ 8, October 1998, pp_ 1451-I458. For the Alamouti scheme, the transmitting device transmits each pair of data symbols from two antennas in two symbol periods, and the receiving device combines two received symbols obtained for the two symbol periods to recover the pair of data symbols. The Alamouti scheme as well as most other conventional transmit diversity schemes require the receiving device to perform special processing, which may be different from scheme to scheme, in order to recover the transmitted data and obtain the benefits of transmit diversity.
[00041 However, a single-antenna device may be designed for SISO operation only, as described below. This is normally the case if the wireless device is designed for the IEEE 802.11 a or 802.1 l g standard. Such a "legacy" single-antenna device would not be able to perform the special processing required by most conventional transmit diversity schemes. Nevertheless, it is still highly desirable for a multi-antenna device to transmit data to the legacy single-antenna device in a manner such that improved reliability and/or performance can be achieved-[00051 There is therefore a need in the art for techniques to achieve transmit diversity for a legacy single-antenna receiving device.

SUMMARY
[00061 Techniques for transmitting data from a multi-antenna transmitting entity to a single-antenna receiving entity using a steered mode and/or a pseudo-random transmit steering (PRTS) mode are described herein. In the steered mode, the transmitting entity performs spatial processing to direct the data transmission toward the receiving entity.
In the PRTS mode, the transmitting entity performs spatial processing such that the data transmission observes random effective SISO channels across the subbands, and performance is not dictated by a bad channel realization. The transmitting entity may use (1) the steered mode if it knows the response of the multiple-input single-output (MISO) channel for the receiving entity and (2) the PRTS mode even if it does not know the MISO channel response.
[00071 The transmitting entity performs spatial processing with (1) steering vectors derived from the MISO channel response estimates for the steered mode and (2) pseudo-random steering vectors for the PRTS mode. Each steering vector is a vector with NT elements, which can be multiplied with a data symbol to generate NT
transmit symbols for transmission from NT transmit antennas, where NT > 1 .

[00081 The PRTS mode may be used to achieve transmit diversity without requiring the receiving entity to perform any special processing. For transmit diversity, the transmitting entity uses (1) different pseudo-random steering vectors across the subbands used for data transmission and (2) the same steering vector across an entire packet for each subband. The receiving entity does not need to have knowledge of the pseudo-random steering vectors used by the transmitting entity. The PRTS mode may also be used to achieve spatial spreading, e.g., for secure data transmission.
For spatial spreading, the transmitting entity uses (1) different pseudo-random steering vectors across the subbands and (2) different steering vectors across the packet for each subband. For secure data transmission, only the transmitting and receiving entities know the steering vectors used for data transmission.

[0009] The steered and PRTS modes may also be used for data transmission from a multi-antenna transmitting entity to a multi-antenna receiving entity, as described below. Various aspects and embodiments of the invention are also described in further detail below.

According to one aspect of the present invention, there is provided a method of transmitting data from a transmitting entity to a receiving entity in a wireless multi-antenna communication system utilizing orthogonal frequency division multiplexing (OFDM), comprising: transmitting data to the receiving entity using a first mode if channel response estimates for the receiving entity are unavailable to the transmitting entity, wherein data symbols are spatially processed with pseudo-random steering vectors or matrices in the first mode; and transmitting data to the receiving entity using a second mode if the channel response estimates for the receiving entity are available to the transmitting entity, wherein data symbols are spatially processed with steering vectors or matrices derived from the channel response estimates in the second mode.

According to another aspect of the present invention, there is provided an apparatus in a wireless multi-antenna communication system utilizing orthogonal frequency division multiplexing (OFDM), comprising: a controller operative to select a first mode for data transmission to a receiving entity if channel response estimates for the receiving entity are unavailable and select a second mode for data transmission to the receiving entity if the channel response estimates are available, wherein data 3a symbols are spatially processed with pseudo-random steering vectors in the first mode and with steering vectors derived from the channel response estimates in the second mode; and a spatial processor operative to perform spatial processing for each block of data symbols in accordance with the mode selected for the block.

BRIEF DESCRIPTION OF THE DRAWINGS
[0010] FIG. 1 shows a multi-antenna communication system;
[0011] FIG. 2 shows a generic frame and packet format;

[0012] FIG. 3 shows pilot transmission from a dual-antenna transmitting entity to a single-antenna receiving entity;

[0013] FIG. 4 shows a process for transmitting data using the steered or PRTS mode;

[0014] FIG. 5 shows a process for transmitting data using both modes;
[0015]] FIGS. 6A and 6B show two specific frame and packet formats [0016] FIG. 7 shows a transmitting entity and two receiving entities;

[0017] FIG. 8 shows a block diagram of a multi-antenna transmitting entity;
[0018] FIG. 9A shows a block diagram of a single-antenna receiving entity; and [0019] FIG. 9B shows a block diagram of a multi-antenna receiving entity.

DETAILED DESCRIPTION

[0020] The word "exemplary" is used herein to mean "serving as an example, instance, or illustration". Any embodiment described herein as "exemplary" is not necessarily to be construed as preferred or advantageous over other embodiments.

,74769-1442D

3b [0021] FIG. 1 shows a multi-antenna system 100 with an access point (AP) 110 and user terminals (UTs) 120. An access point is generally a fixed station that communicates with the user terminals and may also be referred to as a base station or some other terminology. A user terminal may be fixed or mobile and may also be referred to as a mobile station, a wireless device, a user equipment (UE), or some other 3c DETAILED DESCRIPTION

[0020] The word "exemplary" is used herein to mean "serving as an example, instance, or illustration." Any embodiment described herein as "exemplary" is not necessarily to be construed as preferred or advantageous over other embodiments.

[0021] FIG. 1 shows a multi-antenna system 100 with an access point (AP) 110 and user terminals (UTs) 120. An access point is generally a fixed station that communicates with the user terminals and may also be referred to as a base station or some other terminology. A user terminal may be fixed or mobile and may also be referred to as a_mobile station, a wireless device, a user equipment (UE), or some other

4 terminology. A system controller 130 couples to the access points and provides coordination and control for these access points.
[0022) Access point 110 is equipped with multiple antennas for data transmission.
Each user terminal 120 may be equipped with a single antenna or multiple antennas for data transmission. A user terminal may communicate with the access point, in which case the roles of access point and user terminal are established- A user terminal may also communicate peer-to-peer with another user terminal. In the following description, a transmitting entity may be an access point or a user terminal, and a receiving entity may also be an access point or a user terminal- The transmitting entity is equipped with multiple (N1) transmit antennas, and the receiving entity may be equipped with a single antenna or multiple (NR) antennas. A MISO transmission exists when the receiving entity is equipped with a single antenna, and a multiple-input multiple-output (MIND) transmission exists when the receiving entity is equipped with multiple antennas.
[00231 System 100 may utilize a time division duplex (TDD) or a frequency division duplex (FDD) channel structure- For the TDD structure, the downlink and uplink share the same frequency band, with the downlink being allocated a portion of the time and the uplink being allocated the remaining portion of the time. For the FDD
structure, the downlink and uplink are allocated separate frequency bands. For clarity, the following description assumes that system 100 utilizes the TDD structure.
[0024) System 100 also utilizes OFDM for data transmission. OFDM provides NF
total subbands, of which ND subbands are used for data transmission and are referred to as data subbands, Np subbands are used for a carrier pilot and are referred to as pilot subbands, and the remaining NG subbands are not used and serve as guard subbands, where NF = ND + NP + NG . In each OFDM symbol period, up to ND data symbols may be sent on the ND data subbands, and up to Np pilot symbols may be sent on the Np pilot subbands. As used herein, a "data symbol" is a modulation symbol for data, and a "pilot symbol" is a modulation symbol for pilot. The pilot symbols are known a priori by both the transmitting and receiving entities.
[0025) For OFDM modulation, NF frequency-domain values (for ND data symbols, Np pilot symbols, and NG zeros) are transformed to the time domain with an NF-point inverse fast Fourier transform (IFFT) to obtain a "transformed" symbol that contains NF
time-domain chips. To combat intersymbol interference (ISO, which is caused by frequency selective fading, a portion of each transformed symbol is repeated to form a corresponding OFDM symbol. The repeated portion is often referred to as a cyclic prefix or guard interval. An OFDM symbol period (which is also referred to herein as simply a "symbol period") is the duration of one OFDM symbol.
(00261 FIG. 2 shows an exemplary frame and packet structure 200 that may be used for system 100. Data is processed at a higher layer as data units. Each data unit 210 is coded and modulated (or symbol mapped) separately based on a coding and modulation scheme selected for that data unit. Each data unit 210 is associated with a signaling portion 220 that carries various parameters (e.g., the rate and length) for that data unit, which are used by the receiving entity to process and recover the data unit.
Each data unit and its signaling portion are coded, symbol mapped, and OFDM modulated to form a signaling) data portion 240 of a packet 230. The data unit is transmitted across both subbands and symbol periods in the data portion of the packet. Packet 230 further includes a preamble 240 that carries one or more types of pilot used for various purposes by the receiving entity. In general, preamble 240 and signaling/data portion 250 may each be fixed or variable length and may contain any number of OFDM
symbols.
[00271 The receiving entity typically processes each packet separately. The receiving entity uses the preamble of the packet for automatic gain control. (AGC), diversity selection (to select one of several input ports to process), timing synchronization, coarse and fine frequency acquisition, channel estimation, and so on. The receiving entity uses the information obtained from the preamble to process the signaling/data portion of the packet.

1. MISO Transmission (00281 In system 100, a MISO channel exists between a multi-antenna transmitting entity and a single-antenna receiving entity. For an OFDM-based system, the MISO
channel formed by the NT antennas at the transmitting entity and the single antenna at the receiving entity may be characterized by a set of NF channel response row vectors, each of dimension 1 x NT , which may be expressed as:

h(k)=[h#) h, (k) ... hN, (k)] , for k c K , Eq (1) where entry h1 (k) , for j = I ... NT, denotes the coupling or complex gain between transmit antenna j and the single receive antenna for subband k, and K denotes the set of NF subbands. For simplicity, the MISO channel response h(k) is assumed to be constant across each packet and is thus a function of only subband k.
[0029[ The transmitting entity may transmit data from its multiple antennas to the single-antenna receiving entity in a manner such that improved reliability and/or performance can be achieved. Moreover, the data transmission may be such that the single-antenna receiving entity can perform the normal processing for SISO
operation (and does not need to do any other special processing for transmit diversity) to recover the data transmission.
(00301 The transmitting entity may transmit data to the single-antenna receiving entity using the steered mode or the PRTS mode. In the steered mode, the transmitting entity performs spatial processing to direct the data transmission toward the receiving entity-In the PRTS mode, the transmitting entity performs spatial processing such that the data transmission observes random effective SISO channels across the subbands. The PRTS
mode may be used to achieve transmit diversity without requiring the receiving entity to perform any special processing. The PRTS mode may also be used to achieve spatial spreading, e.g., for secure data transmission. Both of these modes and both of these applications for the PRTS mode are described below.

A. Steered Mode for MISO

100311 The transmitting entity performs spatial processing for each subband for the steered mode, as follows:

xmisoim(n,k)=_vsm(k)-s(n,k) , Eq(2) where s(n,k) is a data symbol to be sent on subband k in symbol period n;

v,, (k) is an NT x I steering vector for subband k in symbol period n; and xm so sm (n,k) is an NT X I vector with NT transmit symbols to be sent from the NT transmit antennas on subband k in symbol period n.

In the following description, the subscript "sm" denotes the steered mode, "pm" denotes the PRTS mode, "miso" denotes MISO transmission, and "mimo" denotes MIMO
transmission. With OFDM, one substream of data symbols may be sent on each data subband. The transmitting entity performs spatial processing for each data subband separately.

100321 For the steered mode, steering vectors v,, (k) are derived based on the channel response row vector h(k), as follows:

vsm(k) = h"(k) or vsm(k) = arg{h"(k)} , Eq (3) where arg(h" (k)) denotes the argument of h" (k) and " tr " denotes the complex conjugate transpose. The argument provides elements having unit magnitude and different phases determined by the elements of h(k), so that the full power of each transmit antenna may be used for data transmission. Since the channel response h(k) is assumed to be constant across each packet, the steering vector vsm(k) is also constant across the packet and is a function of only subband k.
[00331 The received symbols at the receiving entity may be expressed as:
rsm(n,k) =h(k)-xm;so,sm(n,k)+z(n,k)=h(k)-v_tm(k)-s(n,k)+z(n,k) Eq (4) =h effs- (k)-s(n,k)+z(n,k) , where r;m(n,k) is a received symbol for subband kin symbol period n;

heesm(k) is an effective SISO channel response for subband 'k, which is hee.sm (k) = h(k) -_vsm (k) ; and z(n,k) is the noise for subband k in symbol period n.

100341 As shown in equation (4), the spatial processing by the transmitting entity results in the data symbol substream for each subband k observing the effective SISO
channel response hef sm (k) , which includes the actual MISO channel response h(k) and the steering vector vs,,,(k). The receiving entity can estimate the effective SISO
channel response hee.sm (k) , for example, based on pilot symbols received from the transmitting entity. The receiving entity can then perform detection (e.g., matched filtering) on the received symbols rsm(n,k) with the effective SISO channel response estimate, heesm (k) , to obtain detected symbols s(n,k), which are estimates of the transmitted data symbols s(n, k).

(00351 The receiving entity may perform matched filtering as follows:

s(n, k) = Iteff.sm (k) . r(n, k) = s(n, k) + z'(n, k) > Eq (5) lt~.sm (k) I Z

where " * " denotes a conjugate. The detection operation in equation (5) is the same as would be performed by the receiving entity for a SISO transmission. However, the effective SISO channel response estimate, hff Sm (k) , is used for detection instead of a SISO channel response estimate.

B. PRTS Mode for Transmit Diversity [0036] For the PRTS mode, the transmitting entity uses pseudo-random steering vectors for spatial processing. These steering vectors are derived to have certain desirable properties, as described below.
[00371 To achieve transmit diversity with the PRTS mode, the transmitting entity uses the same steering vector across an entire packet for each subband k. The steering vectors would then be a function of only subband k and not symbol period n, or v pm (k) In general, it is desirable to use as many different steering vectors as possible across the subbands to achieve greater transmit diversity. For example, a different steering vector may be used for each data subband. A set of ND steering vectors, denoted as {v_ pm (k)} , may be used for spatial processing for the ND data subbands. The same steering vector.
set Lvpm (k)} is used for each packet (across the preamble and signal/data portion for the packet format shown in FIG 2). The steering vector set may be the same or may change from packet to packet.
[00381 The transmitting entity performs spatial processing for each subband as follows:
(n, k) = ypm(k)-s(n,k) . Eq (6) One set of steering vectors {_v pm (k)} is used across all OFDM symbols in the packet.

100391 The received symbols at the receiving entity may be expressed as:
r,,(n,k) =h(k)-amsa.pm(n,k)+z(n,k)=h(k)=vpm(k)=s(n,k)+z(n,k) Eq (7) =hefJd(k)=s(n,k)+z(n,k) .

(0040) The effective SISO channel response h.,d(k) for each subband is determined by the actual MISO channel response h(k) for that subband and the steering vector v,,,, (k) used for the subband. The effective SISO channel response heg d (k) for each subband k is constant across the packet because the actual channel response h(k) is assumed to be constant across the packet and the same steering vector vp,,(k) is used across the packet.
100411 The receiving entity receives the transmitted packet and derives an effective SISO channel response estimate, hef ,d (k) , for each data subband based on the preamble. The receiving entity then uses the effective SISO channel response estimates, heff ,d (k) , to perform detection on the receive symbols in the signaling/data portion of the packet, as shown in equation (5), where h,ff ~d (k) substitutes for htf,m (k) .

(0042) For transmit diversity, the receiving entity does not need to know whether a single antenna or multiple antennas are used for data transmission, and does not need to know the steering vector used for each subband. The receiving entity can nevertheless enjoy the benefits of transmit diversity since different steering vectors are used across the subbands and different effective SISO channels are formed for these subbands._ Each packet would then observe an ensemble of pseudo-random SISO channels across the subbands used to transmit the packet.

C. PRTS Mode for Spatial Spreading 100431 Spatial spreading may be used to randomize a data transmission across spatial dimension. Spatial spreading may be used for secure data transmission between a transmitting entity and a recipient receiving entity to prevent unauthorized reception of the data transmission by other receiving entities.
(0044) For spatial spreading in the PRTS mode, the transmitting entity uses different steering vectors across a packet for each subband k. The steering vectors would then be a function of both subband and symbol period, or vPm(n,k). In general, it is desirable to use as many different steering vectors as possible across both subbands and symbol periods to achieve a higher degree of spatial spreading. For example, a different steering vector may be used for each data subband for a given symbol period, and a different steering vector may be used for each symbol period for a given subband. A set of No steering vectors, denoted as {v_(n, k)) , may be used for spatial processing for the ND data subbands for one symbol period, and a different set may be used for each symbol period across the packet. At a minimum, different sets of steering vectors are used for the preamble and the signaling/data portion of the packet, where one set may include vectors of all ones. The steering vector sets may be the same or may change from packet to packet.
[0045] The transmitting entity performs spatial processing for each subband of each symbol period, as follows:

Xmuo~s (n, k) = y, (n, k) . s(n, k) . Eq (8) [0046] The received symbols at the receiving entity maybe expressed as:

, (n,k) =h(k)=xm;,a.,t(n,k)+z(n,k)=h(k)-I, ,n(n,k)-s(n,k)+z(n,k) Eq (9) =heg,õ(n,k)-s(n,k)+z(n,k) .

The e f f e c t i v e SISO channel response. h4 ,(n,k) for each subband of each symbol period is determined by the actual MISO channel response h(k) for that subband and the steering vector v(n,k) used for the subband and symbol period. The effective SISO
channel response he,,,, (n, k) for each subband k varies across the packet if different steering vectors v põ (n, k) are used across the packet.

[0047] The recipient receiving entity has knowledge of the steering vectors used by the transmitting entity and is able to perform the complementary spatial despreading to recover the transmitted packet. The recipient receiving entity may obtain this information in various manners, as described below. The other receiving entities do not have knowledge of the steering vectors, and the packet transmission appears spatially random to these entities. The likelihood of correctly recovering the packet is thus greatly diminished for these receiving-entities.
[0048] The recipient receiving entity receives the transmitted packet and uses the preamble for channel estimation. For each subband, the recipient receiving entity can derive an estimate of the actual MISO channel response (instead of the effective SISO
channel response) for each transmit antenna, or hi(k) for j =1 ... NT, based on the preamble. For simplicity, channel estimation for a case with two transmit antennas is described below.
100491 FIG. 3 shows a model for pilot transmission on one subband k from a two-antenna transmitting entity to a single-antenna receiving entity. A pilot symbol p(k) is spatially processed with two elements v,(n,k) and v2(n,k) of a steering vector v pm (n, k) to obtain two transmit symbols, which are then sent from the two transmit antennas. The two transmit symbols observe channel responses of h,(k) and h2(k), which are assumed to be constant across the packet.
100501 If the pilot symbol p(k) is transmitted in two symbol periods using two sets of steering vectors, v pm (l, k) and v pm (2, k) , then the received pilot symbols at the receiving entity may be expressed as:

r(1, k) = h, (k) - v, (1, k) - p(k) + h2 (k) - v2 (1, k) - p(k) + z(l, k) , and r(2, k) = h, (k) - v, (2, k) - p(k) +h2(k) - v2(2,k) - p(k) + z(2,k) which may be expressed in matrix form as:

rp(k)=Vp(k)-hT(k)-p(k)+z(k) , Eq(10) where rp(k)=[r-p(1,k) ,,(2,k)]T is a vector with two received pilot symbols for subband k, where " T " denotes the transpose;

V p (k) is a matrix with the two steering vectors v pm (1, k) = [v, (1, k) v2 (1, k)]T
and vpm(2,k)=[v,(2,k) v2(2,k)]T used for subband k, h(k) = [h, (k) h2 (k)] is a channel response row vector for subband k; and z(k) _ [z(1, k) z(2, k)]T is a noise vector for subband k.

10051] The receiving entity may derive an estimate of the MISO channel response, h(k), as follows:

h(k)=Vp'(k)-rp(k)-p.(k) . Eq(11) The recipient receiving entity can compute VP (k) since it knows all of the elements of V v (k). The other receiving entities do not know V P (k) , cannot compute for V p` (k) , and cannot derive a sufficiently accurate estimate of h(k).

100521 The description above is for the simple case with two transmit antennas. In general, the number of transmit antennas determines the number of OFDM symbols for the pilot (the length of the pilot transmission) and the size of V P (k). In particular, pilot symbols are transmitted for a minimum of NT symbol periods, and the matrix V(k) is typically of dimension NT x NT .

(00531 The recipient receiving entity can thereafter derive an estimate of the effective SISO channel response, h, ,(n,k), for each subsequent OFDM symbol in the packet, as follows:

heft n(n,k) = h(k) _vP,~,(n,k) - Eq (12) The steering vector V,,,, , (n, k) may change from symbol period to symbol period for each subband. However, the recipient receiving entity knows the steering vector used for each subband and each symbol period. The receiving entity uses the effective SISO
channel response estimate, heB 3 (n, k) , for each subband of each symbol period to perform detection on the received symbol for that subband and symbol period, e.g., as shown in equation (5), where hell,rs(n,k) substitutes for he, ,(k) and varies across the packet.
[00541 The transmitting entity may also transmit the pilot "in the clear"
without any spatial processing, but multiplying the pilot synibols for each transmit antenna with a different orthogonal sequence (e.g., a Walsh sequence) of length NT or an integer multiple of NT. In this case, the receiving entity can estimate the MISO
channel response h(k) directly by multiplying the received pilot symbols with each orthogonal sequence used for pilot transmission and integrating over the length of the sequence, as is known in the art. Alternatively, the transmitting entity may transmit the pilot using one steering vector vp,(l,k), and the receiving entity can estimate the effective MISO
channel response as: h., (l,k) = h(k)-_y ,(l,k) . The transmitting entity may thereafter transmit data using another steering vector v Pm (2, k) , and the receiving entity can then estimate the effective MISO channel response for the data -as:
hem (2, k) = hell I (k) - vP (1, k) - , (2, k) . The pilot transmission and channel estimation may thus be performed in various manners for spatial spreading.
100551 The transmitting entity can perform spatial spreading on both the preamble and the signaling/data portion of the packet. The transmitting entity can also perform spatial spreading on just the preamble, or just the signaling/data portion. In any case, the spatial spreading is such that the channel estimate obtained based on the preamble is not accurate or valid for the signaling/data portion. Improved performance may be achieved by performing spatial spreading on at least the signaling/data portion of the packet so that this portion appears spatially random to the other receiving entities without knowledge of the steering vectors.
[00561 For spatial spreading, the recipient receiving entity knows that multiple antennas are used for data transmission and further knows the steering vector used for each subband in each symbol period. The spatial despreading is essentially achieved by using the proper steering vectors to derive the effective SISO channel response estimates, which are then used for data detection. The recipient receiving entity also enjoys the benefits of transmit diversity since different steering vectors are used across the packet. The other receiving entities do not know the steering vectors used by the transmitting entity. Thus, their MISO channel response estimates are not valid for the signaling/data portion and, when used for data detection, provide degraded or corrupted detected symbols. Consequently, the likelihood of recovering the transmitted packet may be substantially impacted for these other receiving entities. Since the receiving entity need to perform special processing for channel estimation and detection for spatial spreading, legacy receiving entities, which are designed for SISO
operation only, also cannot recover a spatially spread data transmission.
[00571 Spatial spreading may also be performed for the steered mode and the PRTS
mode by rotating the phase of each data symbol in a pseudo-random manner that is known by both the transmitting and receiving entities.
(00581 FIG. 4 shows a flow diagram of a process 400 for transmitting data from a transmitting entity to a receiving entity using the steered or PRTS mode. Each packet of data is processed (e.g., coded, interleaved, and symbol mapped) to obtain a corresponding block of data symbols (block 412). The block of data symbols and pilot symbols are demultiplexed onto ND data subbands to obtain ND sequences of pilot and data symbols for the ND data subbands (block 414). Spatial processing is then performed on the sequence of pilot and data symbols for each data subband with at least one steering vector selected for the subband (block 416).
100591 For the steered mode, one steering vector is used for each data subband, and the spatial processing with this steering vector steers the transmission toward the receiving entity. For transmit diversity in the PRTS mode, one pseudo-random steering vector is used for each data subband, and the receiving entity does not need to have knowledge of the steering vector. For spatial spreading in the PRTS mode, at least one pseudo-random steering vector is used for each data subband, where different steering is applied to the preamble and the signaling/data portion, and only the transmitting and receiving entities have knowledge of the steering vector(s). For the PRTS mode, the spatial processing with the pseudo-random steering vectors randomizes the ND effective SISO
channels observed by the ND sequences of pilot and data symbols sent on the ND
subbands.
100601 The receiving entity may not be able to properly process a data transmission sent using the PRTS mode. This may be the case, for example, if the receiving entity uses some form of interpolation across the subbands for channel estimation. In this case, the transmitting entity can transmit using a "clear" mode without any spatial processing.

D. Multi-Mode Operation 100611 The transmitting entity may also transmit data to the receiving entity using both the steered and PRTS modes. The transmitting entity can use the PRTS mode when the channel response is not known and switch to the steered mode once the channel response is known. For a TDD system, the downlink and uplink responses may be assumed to be reciprocal of one another. That is, if h(k) represents the channel response row vector from the transmitting entity to the receiving entity, then a reciprocal channel implies that the channel response from the receiving entity to the transmitting entity is given by hT(k). The transmitting entity can estimate the channel response for one link (e.g., downlink) based on a pilot transmission sent by the receiving entity on the other link (e.g., uplink).
100621 FIG. 5 shows a flow diagram of a process 500 for transmitting data from a transmitting entity to a receiving entity using both the steered and PRTS
modes.

Initially, the transmitting entity transmits data to the receiving entity using the PRTS
mode since it does not have channel response estimates for the receiving entity (block 512). The transmitting entity derives channel response estimates for the link between the transmitting and receiving entities (block 514)_ For example, the transmitting entity can (1) estimate the channel response for a first link (e.g., the uplink) based on a pilot sent by the receiving entity and (2) derive channel response estimates for a second link (e.g., the downlink) based on (e.g., as a reciprocal of) the channel response estimates for the first link. The transmitting entity thereafter transmits data to the receiving entity using the steered mode, with steering vectors derived from the channel response estimates for the second link, once the channel response estimates for the receiving entity are available (block 516).
[0063] The transmitting entity can go back and forth between the steered and PRTS
modes depending on whether or not channel response estimates are available.
The receiving entity performs the same processing for channel estimation and detection for both modes and does not need to be aware of which mode is being used by the transmitting entity for any given packet. Better performance can typically be achieved with the steered mode, and the transmitting entity may be able to use a higher rate for the steered mode- In any case, the transmitting entity can signal the rate used for each packet in the signaling portion of the packet- The receiving entity would then process each packet based on the channel estimates obtained for that packet and in accordance with the indicated rate.

2. MIMO Transmission [0064] In system 100, a MIMO channel exists between a multi-antenna transmitting entity and a multi-antenna receiving entity. For an OFDM-based system, the MIMO
channel formed by the NT antennas at the transmitting entity and the NR
antenna at the receiving entity may be characterized by a set of NF channel response matrices, each of dimension N R x NT , which maybe expressed as:

h11(k) h,.z (k) h,.NT (k) H(k) _ hz., (k) h2,2 (k) 11',NT (k) for k c K , Eq(13) hNRI (k) hNk.2 (k) hNt NT (k) where entry h; ; (k) , for i=1 ... N R and j=1 ... NT , denotes the coupling between transmit antenna j and receive- antenna i for subband k. For simplicity, the MIMO
channel response H(k) is assumed to be constant over each packet.

[0065) The channel response matrix H(k) for each subband may be decomposed into Ns spatial channels, where NS <_ min {NT, NR) . The Ns spatial channels may be used to transmit data in a manner to achieve greater reliability and/or higher overall throughput. For example, Ns data symbols may be transmitted simultaneously from the NT transmit antennas in each symbol period to achieve higher throughput.
Alternatively, a single data symbol may be transmitted from the NT transmit antennas in each symbol period to achieve greater reliability. For simplicity, the following description assumes that NS = NT <_ NR .

[0066) The transmitting entity may transmit data to the receiving entity using the steered or PRTS mode. In the steered mode for MIMO, the transmitting entity performs spatial processing to transmit data symbols on the "eigenmodes" of the MIMO
channel, as described below. In the PRTS mode, the transmitting entity performs spatial processing such that the data symbols observe random effective MIMO channels.
The steered and PRTS modes use different steering matrices and require different spatial processing by the receiving entity. The PRTS mode may also be used for transmit diversity and spatial spreading.

A. Steered Mode for MIMO

[0067) For the steered mode for MIMO, the transmitting entity derives steering matrices Vsm(k) by performing singular value decomposition of the channel response matrix H(k) for each subband, as follows:

H(k) = U(k)E(k)Vsm(k) , Eq (14) where U(k) is an NR x NR unitary matrix of left eigenvectors of H(k) ;

E(k) is an NR x NT diagonal matrix of singular values of H(k) ; and V sm (k) is an NT x NT unitary matrix of right eigenvectors of H(k).

A unitary matrix M is characterized by the property MH M = 1, where I is the identity matrix. The columns of a unitary matrix are orthogonal to one another. Since the channel response 11(k) is assumed to be constant across a packet, the steering matrices V sm (k) are also constant across the packet and is a function of only subband k-100681 The transmitting entity performs spatial processing for each subband as follows:
Lmimo.sm(1Z,k) = v sm(k) -s(n,k) , Eq (15) where s(n,k) is an NT x I vector with NT data symbols to be sent on subband k in symbol period n; and xm;mo sm (n, k) is an NT x 1 vector with NT transmit symbols to be sent from the NT transmit antennas on subband k in symbol period n-The spatial processing with the steering matrices Vsm(k) results in the NT
data symbols in s(n,k) being transmitted on NT eigenmodes of the MIMO channel, which may be viewed as orthogonal spatial channels.
[0069) The received symbols at the receiving entity may be expressed as:

rsm (n, k) = H(k) = x,,,;,,,, (n, k) + z(n, k) = 11(k) = V,m (k) - s(n, k) +
z(n, k) , Eq (16) where r,m(n,k) is an NR x 1 vector with NR received symbols for subband k in symbol period n;; and z(n,k) is a noise vector for subband kin symbol period n.

For simplicity, the noise is assumed to be additive white Gaussian noise (AWGN) with a zero mean vector and a covariance matrix of A = 6Z - 1, where QZ is the variance of the noise observed by the receiving entity.
100701 The receiving entity performs spatial processing for the steered mode as follows:
s_sm(n,k)=E-'(n,k)-U"(n,k)=rsm(n,k)=s(n,k)+z'(n,k) , Eq (17) wheressm(n,k) is a vector with NT detected symbols for the steered mode, which is an estimate of s(n, k) , and z'(n, k) is a post-detection noise vector.

B. Steered Mode with Spatial Spreading 100711 Spatial spreading may also be performed in combination with the steered mode.
In this case, the transmitting entity first performs spatial processing on the data symbol vector s(n,k) for spatial spreading and then performs spatial processing on the resultant spread symbols for the steered mode. For spatial spreading, the transmitting entity uses different steering matrices across a packet for each subband k. It is desirable to use as many different steering matrices as possible across both subbands and symbol periods to achieve a higher degree of spatial spreading. For example, a different set of steering matrices {V pm(n,k)} may be used for each symbol period across the packet. At a minimum, one steering matrix set is used for the preamble and another steering matrix set is used for the remainder of the packet, where one steering matrix set may include identity matrices.
[0072] The transmitting entity performs spatial processing for each subband of each symbol period, as follows:

XmimO,smSr (n,k)=vsm(~.)=V pm (ll,k)-s(n, k) , Eq (18) where V pm (n, k) is an NT x NT pseudo-random steering matrix for subband k in symbol period it. As shown in equation (18), the transmitting entity performs spatial spreading with the pseudo-random steering matrix {V pm (n, k)) first, followed by spatial processing for the steered mode with the steering- matrix (V. (k)) derived from the MIMO
channel response matrix H(k). The spread symbols (instead of the data symbols) are thus transmitted on the eigenmodes of the MIMO channel.
[0073] The received symbols at the receiving entity may be expressed as:
1 Sm,St (n, k) = H(k) = Xmimo,sm,ss (n,k) + z(n, k) = H(k) = Y_ (k) . V pm (n, k) . s(n, k) + z(n, k) Eq (19) [0074] The receiving entity performs spatial processing for the steered mode and spatial despreading as follows:

ssm~, (n, k) -- V - (n, k) E ' (n, k) u (n, k) . r,,,, (n, k) = s(n, k) +
z'(n, k) , Eq (20) As shown in equation (20), the receiving entity can recover the transmitted data symbols by first performing the receiver spatial processing for the steered mode followed by spatial despreading with the pseudo-random steering matrix (V pm (n, k)) . For the steered mode with spatial spreading, the effective MIMO channel observed by the data symbols for each subband includes both matrices Vsm (k) and V Pm (n, k) used by the transmitting entity.

C. PRTS Mode for Transmit Diversity [00751 For the PRTS mode for MIMO, the transmitting entity uses pseudo-random steering matrices for spatial processing. These steering matrices are derived to have certain desirable properties, as described below.
100761 To achieve transmit diversity with the PRTS mode, the transmitting entity uses different steering matrices across the subbands but the same steering matrix across an entire packet for each subband k. It is desirable to use as many different steering matrices as possible across the subbands to achieve greater transmit diversity.
[00771 The transmitting entity performs spatial processing for each subband as follows:
?`mimoJd (n,k)=VPm(k)-s(n,k) , Eq (21) where V P. (k) is an NT x NT steering matrix for subband kin symbol period n;
and mimo Jd (n, k) is an NT X I vector with NT transmit symbols to be sent from the NT transmit antennas on subband kin symbol period n.

One set of steering matrices (,,(k)} is used across all OFDM symbols in the packet.
[0078) The received symbols at the receiving entity may be expressed as:

r,d(n,k) =H(k)-xm,mom(n,k)+z(n,k)=1(k)-VP,,(k)-s(n,k)+z(n,k) Eq(22) = Fief,d(k) -s(n,k) +z(n,k) where r,d (n, k) is a vector of received symbols for the PRTS mode; and Aef,d (k) is an NT x NT effective ivIIMO channel response matrix for subband k in symbol period n, which is Hey ,d (k) = H(k) = V Pm (k) -[00791 The spatial processing with the pseudo-random steering matrix V,,,,(k) results in the data symbols in s(n,k) observing an effective MIMO channel response H J,,d (k) , which includes the actual channel response H(k) and the steering matrix V pm (k). The receiving entity can estimate the effective MIMO channel response H,td (k) , for example, based on pilot symbols received from the transmitting entity.
The receiving entity can then perform spatial processing on the received symbols in r,d(n,k) with the effective MIMO channel response estimate, Heffjd(k), to obtain detected symbols i,d (n, k) . The effective MIMO channel response estimate, Hef.,d (k) , for each subband k is constant across the packet because (1) the actual MIMO
channel response H(k) is assumed to be constant across the packet and (2) the same steering matrix V ,(k) is used across the packet.

[0080] The receiving entity can derive the detected symbols using various receiver processing techniques including (1) a channel correlation matrix inversion (CCMI) technique, which is also commonly referred to as a zero-forcing technique, and (2) a minimum mean square error (MMSE) technique. Table 1 summarizes the spatial processing at the receiving entity for the CCMI and MMSE techniques. In Table 1, M m;.,d(k) is a spatial filter matrix for the CCMI technique, M,,,,,,5e,d(k) is a spatial filter matrix for the MIME technique, and D,,.,,,, (k) is a diagonal matrix for the MMSE
technique (which contains the diagonal elements of Mmm e,td (k)Aeff d (k)).

Table I
Technique Receiver Spatial Processing (n,k)=M (k) -!:,d (n, k) Spatial Processing CCMI
Mem,,;,u (k) _ [Hef d (k)H~ff ,d (k)] -'He ,, (k) Spatial Filter Matrix s (n,k) = Dmmte,,d (k) = M (k) .rtd(n k) Spatial mmse d mmseu! Processing MMSE Mmmse,td(k)H ,d(k)'[Heff ,d(k)'Hff ,,d(k)+6Z I]
Spatial Filter Dõ mse.~d (k) = diag [Mmmse.,d (k)H f,Id (k)] Matrix [0081] As shown in Table 1, for transmit diversity, the spatial filter matrices MC.;,,d (k-) and Mmmse,,(k) for each subband k are constant across the packet because the effective MIMO channel response estimate, Heed (k) , is constant across the packet. For transmit diversity, the receiving entity does not need to know the steering matrix used for each subband. The receiving entity can nevertheless enjoy the benefits of transmit diversity since different steering matrices are used across the subbands and different effective MIMO channels are formed for these subbands.

D. PRTS Mode for Spatial Spreading 100821 For spatial spreading in the PRTS mode, the transmitting entity uses different steering matrices across a packet for each subband k. The pseudo-random steering matrices for spatial spreading may be selected as described above for the steered mode.
100831 The transmitting entity performs spatial processing for each subband of each symbol period, as follows:

xm,moõ(n,k)=Vpm(n,k)-s(n,k) . Eq (23) (00841 The received symbols at the receiving entity may be expressed as:

r,,(n,k) =H(k)-x,;mo,s,(n,k)+z(n,k)=H(k)-Vpm(n,k)-s(ink)+z(n,k) - Eq (24) = Heff=SS (n, k) - s(n, k) + z(n, k) The effective MIMO channel response Hff=,S(n,k) for each subband of each symbol period is determined by the actual channel response H(k) for the subband and the steering matrix V pm (n, k) used for that subband and symbol period. The effective MIMO channel response H ff ,,(n, k) for each subband k varies across the packet because different steering matrices V Pm (n, k) are used across the packet.

[00851 The recipient receiving entity receives the transmitted packet and uses the preamble for channel estimation- For each subband, the recipient receiving entity can derive an estimate of the actual MIMO channel response 11(k) (instead of the effective MIMO channel response) based on the preamble. The recipient receiving entity can thereafter derive an estimate of the effective MIMO channel response matrix, Heff,,,(n,k), for each subband of each symbol period, as follows:

Heff's(n,k)=H(k)-Vpm(n,k) . Eq(25) The steering matrix V o,,,(n,k) may change from symbol period to symbol period for each subband. The receiving entity uses the effective MIMO channel response estimate, H .,(n,k), for each subband of each symbol period to perform spatial processing on the receive symbols for that subband and symbol period, e.g., using the CCMI
or MMSE technique- For example, the matrix Hefss(n, k) may be used to derive the spatial filter matrix for the CCMI or MMSE technique, as shown in Table 1, where I=Ieff~U (n,k) substitutes for Hll.,(k). However, because the matrix Hd.ss(n,k) varies across the packet, the spatial filter matrix also varies across the packet.
[0086] For spatial spreading, the recipient receiving entity has knowledge of the steering matrix used by the transmitting entity for each subband in each symbol period and is able to perform the complementary spatial despreading to recover the transmitted packet. The spatial despreading is achieved by using the proper steering matrices to derive the effective MIMO channel response estimates, which are then used for spatial processing. The other receiving entities do not have knowledge of the steering matrices and the packet transmission appears spatially random-to these entities. As a result, these other receiving entities have a low likelihood of recovering the transmitted packet.

E. Multi-Mode Operation [0087] The transmitting entity may also transmit data to the receiving entity using both the PRTS and steered modes. The transmitting entity can use the PRTS mode when the channel response is not available and switch to the steered mode once the channel response is available.

3. Steering Vector and Matrix Generation [0088] The steering vectors and matrices used for the PRTS mode may be generated in various manners. Some exemplary schemes for generating these steering vectors/
matrices are described below. The steering vectors/matrices may be pre-computed and stored at the transmitting and receiving entities and thereafter retrieved for use as they are needed. Alternatively, these steering vectors/matrices may be computed in real time as they are needed. In the following description, a set of L steering vectors or matrices is generated and selected for use for the PRTS mode.

A. Steering Vector Generation 100891 The steering vectors used for the PRTS mode should have the following properties in order to achieve good performance- Strict adherence to these properties is not necessary. First, each steering vector should have unit energy so that the transmit power used for the data symbols is not varied by the pseudo-random transmit steering.
Second, the NT elements of each steering vector may be defined to have equal magnitude so that the full transmit power of each antenna can be used. Third, the different steering vectors should be reasonably uncorrelated so that the correlation between any two steering vectors in the set is zero or a low value. This condition may be expressed as:

c(ij)=_vP (i)=_vpm(j)~0 , for i=1 ... L, j=I ... L,and i# j, Eq(26) where c(ij) is the correlation between steering vectors v_ p,,, (i) and vp,,, (j) .

10090] The set of L steering vectors {v pm(i)) may be generated using various schemes.
In a first scheme, the L steering vectors are generated based,on NT x NT
matrices G of independent identically distributed (IID) complex Gaussian random variables, each having zero mean and unit variance- A correlation matrix of each matrix G is computed as R = G" = G and decomposed as R = E = D = E" to obtain a unitary matrix E. Each column of E may be used as a steering vector v pm (i) if it meets the low correlation criterion with each of the steering vectors already in the set.
100911 In a second scheme, the L steering vectors are generated by successively rotating an initial unitary steering vector vp,,,(1) as follows:

vpm (i + I) = eP"hJ . v p,,, (i) , for i = 2 ... L, where L ? NT . Eq (27) 100921 In a third scheme, the L steering vectors are generated such that the elements of these vectors have the same magnitude but different phases. For a given steering vector v2 (i) ... vH7 (i)], which may be generated in any manner, a normalized steering vector V pm(i) may be formed as:

Vpm(i)= [Aeie ( ) Aeit~c' .. Ae'o'ici>] , Eq (28) (l)J
where A is a constant (e.g., A =1/ N,.) and 6 (i) = Lvj(i) = tan -1 i1 (Vi is the Re{vj(i)} _ phase of the j-th element of v pm (i). The normalized steering vector vpm (i) allows the full transmit power available for each antenna to be used for transmission.
100931 Other schemes may also be used to generate the set of L steering vectors, and this is within the scope of the invention.

B. Steering Matrix Generation 100941 The steering matrices used for the PRTS mode should have the following properties in order to achieve good performance. Strict adherence to these properties is not necessary. First, the steering matrices should be unitary matrices and satisfy the following condition:

VP,,,(i) Vpm(i)=I for i=1 ... L_ Eq(29) Equation (29) indicates that each column of V pm (i) should have unit energy and the Hermitian inner product of any two columns of VP,,,(i) should be zero. This condition ensures that the NT data symbols sent simultaneously using the steering matrix V pm(i) have the same power and are orthogonal to one another prior to .transmission.
Second, the correlation between any two steering matrices in the set should be zero or a low value. This condition may be expressed as:

C(ij)=VP (i)=Vpm(j)=0 , fori=l ... L, j=1 ... L, andi#j, Eq(30) where c(Y) is the correlation matrix for Vpõ(i) and V pm(j) and 0 is a matrix of all zeros. The L steering matrices may be generated such that the maximum energy of the correlation matrices for all possible pairs of steering matrices is minimized.

100951 The set of L steering matrices { pm(i)} may be generated using various schemes. In a first scheme, the L steering matrices are generated based on matrices of random variables. A matrix G of random variables is initially generated, and a correlation matrix of G is computed and decomposed to obtain a unitary matrix E, as described above. If low correlation exists between E and each of the steering matrices already generated, then E may be used as a steering matrix V pm(i) and added to the set. The process is repeated until all L steering matrices are generated.
[0096] In a second scheme, the L steering matrices are generated by successively rotating an initial unitary matrix V(1) in an NT-dimensional complex space, as follows:
V pm (i+l)=O`-Vrm (1) , for i=l _._ L-1, Eq(31) where Y is an NT x NT diagonal unitary matrix with elements that are L-th roots of unity. The second scheme is described by B.M. Hochwald et al. in "Systematic Design of Unitary Space-Time Constellations," IEEE Transaction on Information Theory, Vol.
46, No. 6, September 2000.
[00971 Other schemes may also be used to generate the set of L steering matrices, and this is within the scope of the invention. In general, the steering matrices may be generated in a pseudo-random or deterministic manner.

C. Steering Vector/Matrix Selection [00981 The L steering vectors/matrices in the set may be selected for use in various manners. A steering vector may be viewed as a degenerated steering matrix containing just one column. Thus, as used herein, a matrix may contain one or multiple columns.
[0099] In one embodiment, the steering matrices are selected from the set of L
steering matrices in a deterministic manner. For example, the L steering matrices may be cycled through and selected in sequential order, starting with V(1) , then V(2), and so on, and then V(L) _ In another embodiment, the steering matrices are selected from the set in a pseudo-random manner. For example, the steering matrix to use for each subband k may be selected based on a function f (k) that pseudo-randomly selects one of the L
steering matrices, or V (f (k)) . In yet another embodiment, the steering matrices are selected from the set in a "permutated" manner. For example, the L steering matrices may be cycled through and selected for use in sequential order. However, the starting steering matrix for each cycle may be selected in a pseudo-random manner, instead of always being the first steering matrix V(I). The L steering matrices may also be selected in other manners.
[00100] The steering matrix selection may also be dependent on the number of steering matrices (L) in the set and the number of subbands (NM) to apply pseudo-random transmit steering, e.g., NM = ND + NP - In general, L may be greater than, equal to, or less than NM. If L=NM, then a different steering matrix may be selected for each of the NM subbands. If L < NM , then the steering matrices are reused for each symbol period. If L > NM, then a subset of the steering matrices is used for each symbol period. For all cases, the NM steering matrices for the NM subbands may be selected in a deterministic, pseudo-random, or permutated manner, as described above.
1001011 For transmit diversity, NM steering matrices are selected for the NM
subbands for each packet. For spatial spreading, NM steering matrices may be selected for the NM
subbands for each symbol period of the packet. A different set of NM steering matrices may be selected for each symbol period, where the set may include a different permutation of the L steering matrices.
100102] For spatial spreading for both MISO and MIMO, only the transmitting and receiving entities know the pseudo-random steering matrices used for spatial processing. This may be achieved in various manners. In one embodiment, steering matrices are pseudo-randomly selected from the set of L steering matrices based on an algorithm may be seeded with secure information (e.g., a key, a seed, an identifier, or a serial number) exchanged between the transmitting and receiving entities (e.g., via secure over-the-air signaling or by some other means). This results in the set of steering matrices being permutated in a manner known only to the transmitting and receiving entities. In another embodiment, the transmitting and receiving entities modify the common steering matrices known to all entities using a unique matrix U. that is known only to the two entities. This operation may be expressed as: V,.,. (i) = Uõ =
V pm (i) or VP.'. (i) = P. - vpm (i) The modified steering matrices are then used for spatial processing. In yet another embodiment, the transmitting and receiving entities permutate the columns of the common steering matrices in a manner known only to these two entities. In yet another embodiment, the transmitting and receiving entities generate the steering matrices as they are needed based on some secure information known only to these two entities. The pseudo-random steering matrices used for spatial spreading may be generated and/or selected in various other manners, and this is within the scope of the invention.

4. IEEE 802.11 [001031 The techniques described herein may be used for various OFDMI systems, e.g., for systems that implement IEEE 802-11a and 802-11g. The OFDM structure for 802.11 a/g partitions the overall system bandwidth into 64 orthogonal subbands (or NF=64), which are assigned indices of -32 to +31. Of these 64 subbands, 48 subbands (with indices of f(1, ..., 6, 8, ..., 20, 22, ... , 26}) are used for data transmission, four subbands (with indices of (7, 21}) are used for pilot transmission, and the DC subband (with index of 0) and the remaining subbands are not used and serve as guard subbands. For IEEE 802.11a/g, each OFDM symbol is composed of a 64-chip transformed symbol and a 16-chip cyclic prefix. IEEE 802.11 a/g uses a MHz system bandwidth. Thus, each chip has a duration of 50 nsec, and each OFDM
symbol has a duration of 4.0 sec, which is one OFDM symbol period for this system.
This OFDM structure is described in a document for IEEE Standard 802.11a entitled "Part 11: Wireless LAN Medium Access Control (MAC) and Physical Layer (PHY) Specifications: High-speed Physical Layer in the 5 GHz Band," September 1999, which is publicly available.
[001041 FIG. 6A shows a frame and packet format 600 defined by IEEE 802.11.
Format 600 may be used ' to support both the steered mode and the PRTS mode (for both transmit diversity and spatial spreading) for MISO transmission. At a physical (PHY) layer in the protocol stack for IEEE 802.11, data is processed as PHY sublayer service data units (PSDUs). Each PSDU 630 is coded and modulated separately based on a coding and modulation scheme selected for that PSDU. Each PSDU 630 further has a PLCP header 610 that includes six fields. A rate field 612 indicates the rate for the PSDU. A reserved field 614 includes one reserved bit. A length field 616 indicates the length of the PSDU in units of octets. A parity field 618 carries a 1-bit even parity for the three preceding fields. A tail field 620 carries six zeros used to flush out the encoder. A service field 622 includes seven null bits used to initialize a scrambler for the PSDU and nine reserved bits. A tail field 632 is appended at the end of and carries six zeros used to flush out the encoder. A variable length pad field 634 carries a sufficient number of pad bits to make the PSDU fit an integer number of OFDM symbols.
[001051 Each PSDU 630 and its associated fields are transmitted in one PHY
protocol data unit (PPDU) 640 that includes three sections. A preamble section 642 has a duration of four OFDM symbol periods and carries ten short training symbols 642a and two long training symbols 642b, which are used for AGC, timing acquisition, coarse and fine frequency acquisition, channel estimation, and other purposes by a receiving entity. The ten short training symbols are generated with 12 specific pilot symbols on 12 designated subbands and span two OFDM symbol periods. The two long training symbols are generated with 52 specific pilot symbols on 52 designated subbands and also span two OFDM symbol periods. A signal section 644 carries one OFDM
symbol for the first five fields of the header. A data section 648 carries a variable number of OFDM symbols for the service field of the header, the PSDU, and the subsequent tail and pad fields. PPDU 640 is also referred to as a packet.
1001061 FIG. 6B shows an exemplary frame and packet format 602 that may be used to support both the steered and PRTS modes for both MISO and MIMO transmission. A
PPDU 650 for this format includes a preamble section 652, a signal section 654, a MIMO pilot section 656, and a data section 658. Preamble section 652 carries ten short training symbols 652a and two long training symbols 652b, similar to preamble section 642. Signal section 654 carries signaling for PPDU 650 and may be defined as shown in Table 2.

Table 2 Length Field (bits) Description CCH Rate Indicator 2 Rate for control channel (CCH).
MIMO Pilot Length I Length of MIMO pilot section (e.g., 2 or 4 OFDM
symbol periods).
MIMO Indicator 1 Indicates PLCP header of format 602.
QoS 2 Quality of service (video/voice) Length Indicator 10 Length of data section (e.g., in multiples of the cyclic prefix length, or 800 nsec for IEEE 802.11).
Rate Vector 16 Rates used for spatial channels 1, 2, 3, 4_ Reserved 2 Reserved for future use.
CRC 8 CRC value for the PLCP header.
Tail 6 Six zeros to flush out the encoder.

Table 2 shows an exemplary format for signal section 654 for four transmit antennas (NT = 4 ). Up to four spatial channels may be available for data transmission depending on the number of receive antennas- The rate for each spatial channel is indicated by the rate vector field. The receiving entity may determine and send back the maximum rates supported by the spatial channels. The transmitting entity may then select the rates for data transmission based on (e.g., less than or equal to) these maximum rates.
Other formats with different fields may also be used for signal section 654.
[00107) MIMO pilot section 656 carries a MIMO pilot used by the receiving entity to estimate the MIMO channel. The MIMO pilot is a pilot transmitted from all NT
transmit antennas (1) "in the clear" without any spatial processing, (2) with pseudo-random steering as shown in equation (21) or (23), or (3) on the eigenmodes of the MIMO channel as shown in equation (18). The transmit symbols for each transmit antenna for the MIMO pilot are further multiplied (or covered) with an Ni-chip orthogonal sequence (e.g., a 4-chip Walsh code) assigned to that transmit antenna. Data section 658 carries a variable number of OFDM symbols for the data, pad bits, and tail bits, similar to data section 648.
[00108) For the PRTS mode with formats 600 and 602, pseudo-random transmit steering is applied across the subbands and across all of the sections of PPDUs 640 and 650. For transmit diversity, the same pseudo-random steering vector/matrix is used across an entire PPDU for each subband. For spatial spreading, different vectors/matrices may be used across the PPDU for each subband. At a minimum, different steering vectors/matrices are used for the preamble/pilot section used for channel estimation and the data section of the PPDU. For example, different steering vectors may be used for the preamble and data sections of PPDU 640, where the steering vector for one section may be all ones. Different steering matrices may be used for the MIMO pilot and data sections of PPDU 650, where the steering matrix for one section may be the identity matrix.
[00109] The receiving entity typically processes each packet (or PPDU) separately. The receiving entity can use (1) the short training symbols for AGC, diversity selection timing acquisition, and coarse frequency acquisition, and (2) the long training symbols for fine frequency acquisition. The receiving entity can use the long training symbols for MISO channel estimation and the MIMO pilot for MIMO channel estimation.
The receiving entity can derive the effective channel response estimates directly or indirectly from the preamble or MIMO pilot and use the channel estimates for detection or spatial processing, as described above.

5. System 1001101 FIG. 7 shows a block diagram of a multi-antenna transmitting entity 710, a single-antenna receiving entity 750x, and a multi-antenna receiving entity 750y in system 100. Transmitting entity 710 may be an access point or a multi-antenna user terminal. Each receiving entity 750 may also be an access point or a user terminal.
1001111 At transmitting entity 710, a transmit (TX) data processor 720 processes (e.g., codes, interleaves, and symbol maps) each packet of data to obtain a corresponding block of data symbols. A TX spatial processor 730 receives and demultiplexes pilot and data symbols onto the proper subbands, performs spatial processing for the steered and/or PRTS mode, and provides NT streams of transmit symbols to NT
transmitter units (TMTR) 732a through 732t. Each transmitter unit 732 processes its transmit symbol stream to generate a modulated signal. Transmitter units 732a through 732t provide NT
modulated signals for transmission from NT antennas 734a through 734t, respectively.
(001121 At single-antenna receiving entity 750x, an antenna 752x receives the NT
transmitted signals and provides. a received signal to. a receiver unit (RCVR) 754x.
Receiver unit 754x performs processing complementary to that performed by transmitter units 732 and provides (1) received data symbols to a detector 760x and (2) received pilot symbols to a channel estimator 784x within a controller 780x.
Channel .estimator 784x derives channel response estimates for the effective SISO
channels between transmitting entity 710 and receiving entity 750x for all data subbands.
Detector 760x performs detection on the received data symbols for each subband based on the effective SISO channel response estimate for that subband and provides a stream of detected symbols for all subbands. A receive (RX) data processor 770x then processes (e.g., symbol demaps, deinterleaves, and decodes) the detected symbol stream and provides decoded data for each data packet.
(001131 At multi-antenna receiving entity 750y, NR antennas 752a through 752r receive the NT transmitted signals, and each antenna 752 provides a received signal to a respective receiver unit 754. Each receiver unit 754 processes a respective received signal and provides (1) received data symbols to a receive (RX) spatial processor 760y and (2) received pilot symbols to a channel estimator 784y within a controller 780y.
Channel estimator 784y derives channel response estimates for the actual or effective MIMO channels between transmitting entity 710 and receiving entity 750y for all data subbands. Controller 780y derives spatial filter matrices based on the M1MO
channel response estimates and the steering matrices and in accordance with, e.g., the CCMI or MMSE technique. RX spatial processor 760y performs spatial processing on the received data symbols for each subband with the spatial filter matrix derived for that subband and provides detected symbols for the subband. An RX data processor 770y then processes the detected symbols for all subbands and provides decoded data for each data packet.
1001141 Controllers 740, 780x, and 780y control the operation of the processing units at transmitting entity 710 and receiving entities 750x and 750y, respectively.
Memory units 742, 782x, and 782y store data and/or program code used by controllers 740, 780x, and 780y, respectively. For example, these memory units may store the set of L
pseudo-random steering vectors (SV) and/or steering matrices (SM).
[001151 FIG. 8 shows an embodiment of the processing units at transmitting entity 710.
Within TX data processor 720, an encoder 822 receives and encodes each data packet separately based on a coding scheme and provides code bits. The coding increases the reliability of the data transmission. The coding scheme may include cyclic redundancy check (CRC), convolutional, Turbo, low-density parity check (LDPC), block, and other coding, or a combination thereof. In the PRTS mode, the SNR can vary across a data packet even if the wireless channel is flat across all subbands and static over the packet.
A sufficiently powerful coding scheme may be used to combat the SNR variation across the packet, so that coded performance is proportional to the average: SNR
across the packet. An interleaver 824 interleaves or reorders the code bits for each packet based on an interleaving scheme to achieve frequency, time and/or spatial diversity.
A symbol mapping unit 826 maps the interleaved bits for each packet based on a modulation scheme (e.g., QPSK, M-PSK, or M-QAM) and provides a block of data symbols for the packet- The coding and modulation schemes used for each packet are determined by the rate selected for the packet.
[001161 Within TX spatial processor 730, a demultiplexer (Demux) 832 receives and demultiplexes the block of data symbols for each packet into ND data symbol sequences for the ND data subbands. For each data subband, a multiplexer (Mux) 834 receives pilot and data symbols for the subband, provides the pilot symbols during the preamble and MIMO pilot portions, and provides the data symbols during the signaling and data portions. For each packet, ND multiplexers 834a through 834nd provide ND
sequences of pilot and data symbols for the ND data subbands to ND TX subband spatial processors 840a through 840nd_ Each spatial processor 840 performs spatial processing for the steered or PRTS mode for a respective data subband. For MISO transmission, each spatial processor 840 performs spatial processing on its pilot and data symbol sequence with one or more steering vectors selected for the subband and provides NT
sequences of transmit symbols for the NT transmit antennas to NT multiplexers 842a through 842t.
For MIMO transmission, each spatial processor 840 demultiplexes its pilot and data symbol sequence into Ns sub-sequences for Ns spatial channels, performs spatial processing on the Ns pilot and data symbol sub-sequences with one or more steering matrices selected for the subband, and provides NT transmit symbol sequences to NT
multiplexers 842a through 8421. Each multiplexer 842 provides a sequence of transmit symbols for all subbands to a respective transmitter unit 732. Each transmitter unit 732 includes (1) an OFDM modulator (MOD) 852 that performs OFDM modulation on a respective stream of transmit symbols and (2) a TX RF unit 854 that conditions (e.g., converts to analog, filters, amplifies, and frequency upconverts) the stream of OFDM
symbols from OFDM modulator 852 to generate a modulated signal.
[001171 FIG. 9A shows an embodiment of the processing units at single-antenna receiving entity 750x. Receiver unit 754x includes (1) an RX RF unit 912 that conditions and digitizes the received signal from antenna 752x and provides samples and (2) an OFDM demodulator (DEMOD) 914 that performs OFDM -demodulation on the samples, provides received data symbols to detector 760x, and provides received pilot symbols to channel estimator 784x. Channel estimator 784x derives the channel response estimates for the effective SISO channels based ors the received pilot symbols and possibly the steering vectors.
[001181 Within detector 760x, a demultiplexer 922 demultiplexes the received data symbols for each packet into ND received data symbol sequences for the ND data subbands and provides the ND sequences to ND subband detectors 924a through 924nd_ Each subband detector 924 performs detection on the received data symbols for its subband with the effective SISO channel response estimate for that subband and provides detected symbols. A multiplexer 926 multiplexes the detected symbols for all data subbands and provides a block of detected symbols for each packet to RX
data processor 770x. Within RX data processor 770x, a symbol demapping unit 932 demaps the detected symbols for each packet in accordance with the modulation scheme used for that packet. A deinterleaver 934 deinterleaves the demodulated data in a manner complementary to the interleaving performed on the packet. A decoder 936 decodes the deinterleaved data in a manner complementary to the encoding performed on the packet.

= For example, a Turbo decoder or a Viterbi decoder may be used for decoder 936 if Turbo or convolutional coding, respectively, is performed by transmitting entity 710.
[001191 FIG. 9B shows an embodiment of the processing units at multi-antenna receiving entity 750y. Receiver units 754a through 754r condition, digitize, and OFDM
demodulate the NR received signals, provide received data symbols to RX
spatial processor 760y, and provide received pilot symbols to channel estimator 784y.
Channel estimator 784y derives channel response estimates for the MIMO channels based on the received pilot symbols. Controller 780y derives spatial filter matrices based on the MIMO channel response estimates and the steering matrices. Within RX spatial processor 760y, NR demultiplexers 942a through 942r obtain the received data symbols from NR receiver units 754a through 754r. Each demultiplexer 942 demultiplexes the received data symbols for each packet into ND received data symbol sequences for the ND data subbands and provides the ND sequences to ND RX subband spatial processors 944a through 944nd. Each spatial processor 944 performs receiver spatial processing on the received data symbols for its subband with the spatial filter matrix for that subband and provides detected symbols. A multiplexer 946 multiplexes the detected symbols for all subbands and provides a block of detected symbols for each packet to RX data processor 770y, which may be implemented with the same design as RX
data processor 770x in FIG. 9A.
[001201 The data transmission techniques described herein may be implemented by various means. For example, these techniques may be implemented in hardware, software, or a combination thereof. For a hardware implementation, the processing units used to perform or support the data transmission techniques at the transmitting and receiving entities may be implemented within one or more application specific integrated circuits (ASICs), digital signal processors (DSPs), digital signal processing devices (DSPDs), programmable logic devices (PLDs), field programmable gate arrays (FPGAs), processors, controllers, micro-controllers, microprocessors, other electronic units designed to perform the functions described herein, or a combination thereof.
[001211 For a software implementation, the data transmission techniques may be implemented with modules (e.g., procedures, functions, and so on) that perform the functions described herein. The software code may be stored in a memory unit (e.g., memory units 742, 782x and 782y in FIG. 7) and executed by a processor (e.g., controllers 740, 780x and 780y in FIG. 7). The memory unit may be implemented within the processor or external to the processor, in which case it can be communicatively coupled to the processor via various means as is known in the art_ [00122) Headings are included herein for reference and to aid in locating certain sections. These headings are not intended to limit the scope of the concepts described therein under, and these concepts may have applicability in other sections throughout the entire specification-[001231 The previous description of the disclosed embodiments is provided to enable any person skilled in the art to make or use the present invention. Various modifications to these embodiments will be readily apparent to those skilled in the art, and the generic principles defined herein may be applied to other embodiments without departing from the spirit or scope of the invention. Thus, the present invention is not intended to be limited to the embodiments shown herein but is to be accorded the widest scope consistent with the principles and novel features disclosed herein.

Claims (6)

1. A method of transmitting data from a transmitting entity to a receiving entity in a wireless multi-antenna communication system utilizing orthogonal frequency division multiplexing (OFDM), comprising:

transmitting data to the receiving entity using a first mode if channel response estimates for the receiving entity are unavailable to the transmitting entity, wherein data symbols are spatially processed with pseudo-random steering vectors or matrices in the first mode; and transmitting data to the receiving entity using a second mode if the channel response estimates for the receiving entity are available to the transmitting entity, wherein data symbols are spatially processed with steering vectors or matrices derived from the channel response estimates in the second mode.

2. The method of claim 1, wherein the transmitting data to the receiving entity using a first mode includes processing a first data packet to obtain a first block of data symbols, demultiplexing pilot symbols and the first block of data symbols onto a plurality of subbands, and performing spatial processing on the pilot and data symbols for each subband with at least one pseudo-random steering vector selected for the subband, the spatial processing randomizing a plurality of effective single-input single-output (SISO) channels observed by the pilot and data symbols sent on the plurality of subbands.

3. The method of claim 2, wherein the transmitting data to the receiving entity using a second mode includes processing a second data packet to obtain a second block of data symbols, demultiplexing pilot symbols and the second block of data symbols onto the plurality of subbands, and performing spatial processing on the pilot and data symbols for each subband with a steering vector, derived from a channel response estimate for a multiple-input single-output (MISO) channel for the subband, to steer transmission of the pilot and data symbols toward the receiving entity.

4. The method of claim 1, wherein the transmitting data to the receiving entity using a first mode includes processing a first data packet to obtain a first block of data symbols;
demultiplexing pilot symbols and the first block of data symbols onto a plurality of subbands; and performing spatial processing on the pilot and data symbols for each subband with at least one pseudo-random steering matrix selected for the subband, the spatial processing randomizing a plurality of effective multiple-input multiple-output (MIMO) channels for the plurality of subbands observed by the pilot and data symbols sent on the plurality of subbands.

5. The method of claim 4, wherein the transmitting data to the receiving entity using a second mode includes processing a second data packet to obtain a second block of data symbols, demultiplexing pilot symbols and the second block of data symbols onto the plurality of subbands, and performing spatial processing on the pilot and data symbols for each subband with a steering matrix, derived from a channel response estimate for a MIMO channel for the subband, to transmit the pilot and data symbols on eigenmodes of the MIMO channel for the subband.

6. An apparatus in a wireless multi-antenna communication system utilizing orthogonal frequency division multiplexing (OFDM), comprising:

a controller operative to select a first mode for data transmission to a receiving entity if channel response estimates for the receiving entity are unavailable and select a second mode for data transmission to the receiving entity if the channel response estimates are available, wherein data symbols are spatially processed with pseudo-random steering vectors in the first mode and with steering vectors derived from the channel response estimates in the second mode; and a spatial processor operative to perform spatial processing for each block of data symbols in accordance with the mode selected for the block.