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FYI, FINRA Cites Small Firm For Alphabet Soup of AML,OBA,PST,and WSP
... and without an adjudication of any issue, Mahler & Emerson Inc. (“M&E”) submitted a Letter of Acceptance, Waiver and Consent (“AWC”), which FINRA accepted.
Social media? There's an ETF for that
He is also an analyst at Horizons Investment Management, offering research on Horizons Seasonal Rotation Exchange Traded Fund, and a research analyst for JovInvestment Management Inc. All of the views expressed herein are his personal views ...
Google, authors go head to head over digital books
NEW YORK Google Inc, in a long-running legal dispute over its plans to create a digital library of books, argued in court on Thursday that associations of authors and photographers should not be allowed to sue the company as a group.
Bonsucro sugar ethical certification scheme grows
LONDON The Bonsucro scheme, which ensures that production of sugar and ethanol from sugarcane meet environmental, social and business standards, is set to grow sharply as the industry moves toward sustainable practices.
Microchip Tech plugs into US automobile rebound with SMSC buy
Microchip Technology Inc (MCHP.O) will acquire smaller rival Standard Microsystems Corp SMSC.O for about $830 million, gaining access to the lucrative market for electronics used in automobile entertainment systems.
Analysis: Even after hiring bankers, RIM running out of options
TORONTO/NEW YORK BlackBerry maker Research In Motion Ltd may be running out of options as it struggles to turn around its slumping fortunes with the help of a coterie of investment bankers.
Marks & Spencer targets rivals with value brand
LONDON Marks & Spencer (MKS.L) has become the latest British food retailer to revamp its own-label ranges with a shake-up of its value lines designed to encourage customers do more of their weekly shop at the firm.
Facebook investors left guessing after Nasdaq glitch
A series of unforeseen glitches hit the company's market debut on its own exchange and caused it to take the extremely rare step of withdrawing its IPO.
Facebook IPO fails to 'pop' in rough debut  MarketWatch
Renesas says to tie up with TSMC in chip business
TAIPEI Taiwan plans to ask Apple Inc and Alphabet Inc's Google to pull apps of Uber Technologies available in Taiwan on their app stores, a government official said, upping pressure on the ride-hailing firm that is locked in a dispute with the island.
Facebook market makers' losses at least $100 million
Claims by four of Wall Street's main market makers against Nasdaq over Facebook's botched IPO are likely to exceed $100 million, as they and other traders continue to deal with thousands of problems with customer orders.
Facebook IPO controversy in a legal gray area  MarketWatch