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FYI, FINRA Cites Small Firm For Alphabet Soup of AML,OBA,PST,and WSP
... and without an adjudication of any issue, Mahler & Emerson Inc. (“M&E”) submitted a Letter of Acceptance, Waiver and Consent (“AWC”), which FINRA accepted.
Social media? There's an ETF for that
He is also an analyst at Horizons Investment Management, offering research on Horizons Seasonal Rotation Exchange Traded Fund, and a research analyst for JovInvestment Management Inc. All of the views expressed herein are his personal views ...
JC Penney Swaps Erase 3 Years of Progress: Corporate Finance
Investors are losing confidence in Johnson, who arrived in November amid hopes he'd restore the 110-year-old chain to health after leading Apple Inc.'s entry into retailing and overseeing its growth to more than 300 stores. J.C. Penney reported a $163 ...
Natgas trading legend Arnold retires, ending era
NEW YORK Legendary natural gas trader John Arnold is closing down his flagship Centaurus fund, sources said on Wednesday, ending an era in which the former Enron wunderkind defined the high-risk, big-reward energy speculator.
reduced estimate from Morgan Stanley
In the run-up to Facebook's $16 billion IPO, Morgan Stanley, the lead underwriter on the deal, unexpectedly delivered some negative news to major clients: The bank's consumer Internet analyst, Scott Devitt, was reducing his revenue forecasts for the ...
Facebook IPO controversy in a legal gray area  MarketWatch
Facebook IPO Makes Zuckerberg Richer Than Google Founders
He owned about 4 percent of the company's outstanding shares prior to the offering, according to, which is published by Massinvestor Inc. and draws its information from Facebook's filings with the SEC, press releases, news reports ...
Could Facebook Reach $200 in 12 Months?  Benzinga
Can You Lead in a Hoodie? Mark Zuckerberg Thinks So
Yahoo Interim CEO Faces Challenges of Two Prior Chiefs
Inc. in 2010 as vice president of the Americas. As interim CEO, he'll grapple with the same challenges that plagued his predecessors.
Elusive “Supreme Team” Drug Dealer James Corley Finally Arrested By NYPD
NYPD's Detective David Leonardi put the case together, noting in the charges that the gangs used “Supreme Mathematics” and the “Supreme Alphabet,” the language system used by members of the Nation of Islam offshoot group Nation Of Gods and Earths (also ...
How to Trade Private Companies
Will Alphabet Inc Destroy Samsung? The Wells Fargo Sell-Off Is Overdone: Buy Buy Buy! Microsoft Can Dominate the Virtual Reality Space · SUPERVALU Inc. (SVU) Stock Rallies After Save-A-Lot Sale · Gold Is Doomed · JP Morgan (JPM) Stock Rallies After ...
RIMM Unveils BB10 OS
Research in Motion is facing severe problems due to an increasingly competitive landscape, primarily from Apple Inc's (AAPL - Free Report) iPhone and from other smartphone manufacturers which run Google Inc's Android platform. The primary reason ...